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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-2.96%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$566M
AUM Growth
+$10.7M
Cap. Flow
+$40.6M
Cap. Flow %
7.18%
Top 10 Hldgs %
60.27%
Holding
1,125
New
60
Increased
225
Reduced
168
Closed
92

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$26.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.85M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$3.52M
4
VTV icon
Vanguard Value ETF
VTV
+$3.15M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.06M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$9.45M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.36M
3
UTG icon
Reaves Utility Income Fund
UTG
+$2.25M
4
BNY
BlackRock New York Municipal Income Trust
BNY
+$656K
5
INTC icon
Intel
INTC
+$388K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.72%
3 Communication Services 2.86%
4 Consumer Discretionary 2.39%
5 Healthcare 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
526
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$10K ﹤0.01%
1,580
– –
EW icon
527
Edwards Lifesciences
EW
$49.4B
$9.98K ﹤0.01%
144
– –
ETNB
528
CALL
DELISTED
89bio
ETNB
$9.8K ﹤0.01%
+2,400
New +$40.3K
SBRA icon
529
Sabra Healthcare REIT
SBRA
$5.56B
$9.76K ﹤0.01%
700
+16
+2% +$205
NOC icon
530
Northrop Grumman
NOC
$76B
$9.76K ﹤0.01%
22
– –
TECK icon
531
CALL
Teck Resources
TECK
$28.2B
$9.75K ﹤0.01%
+6,000
New +$249K
EBAY icon
532
eBay
EBAY
$51.2B
$9.74K ﹤0.01%
221
– –
EPI icon
533
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$9.74K ﹤0.01%
265
– –
SE icon
534
Sea Limited
SE
$66.4B
$9.67K ﹤0.01%
220
-50
-19% -$2.44K
IFN
535
Aberdeen India Fund
IFN
$495M
$9.58K ﹤0.01%
550
– –
CARR icon
536
Carrier Global
CARR
$49.8B
$9.38K ﹤0.01%
170
– –
BFX
537
DELISTED
BowFlex Inc.
BFX
$9.33K ﹤0.01%
10,975
-400
-4% -$395
JOBY icon
538
Joby Aviation
JOBY
$6.54B
$9.27K ﹤0.01%
1,437
-3,957
-73% -$31.2K
PNF
539
DELISTED
PIMCO New York Municipal Income Fund
PNF
$9.23K ﹤0.01%
1,281
+10
+0.8% +$81
PML
540
PIMCO Municipal Income Fund II
PML
$487M
$9.23K ﹤0.01%
1,200
– –
RCL icon
541
Royal Caribbean
RCL
$86.8B
$9.21K ﹤0.01%
100
– –
QQQM icon
542
Invesco NASDAQ 100 ETF
QQQM
$93B
$9.15K ﹤0.01%
62
– –
HASI icon
543
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$9.08K ﹤0.01%
428
– –
JLS icon
544
Nuveen Mortgage and Income Fund
JLS
$94.6M
$9.04K ﹤0.01%
570
+13
+2% +$211
FUN icon
545
Cedar Fair
FUN
$1.88B
$9.01K ﹤0.01%
244
+2
+0.8% +$78
ISCB icon
546
iShares Morningstar Small-Cap ETF
ISCB
$281M
$8.99K ﹤0.01%
191
+100
+110% +$4.99K
APO icon
547
Apollo Global Management
APO
$69B
$8.98K ﹤0.01%
100
– –
FNF icon
548
Fidelity National Financial
FNF
$14.4B
$8.86K ﹤0.01%
214
– –
VEU icon
549
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$8.77K ﹤0.01%
169
– –
RESE
550
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$8.73K ﹤0.01%
323
– –
20 21
22
23 24

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TC
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TFP
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QIM
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MK
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GHC
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Focused Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Focused Wealth Management held 1,125 positions worth $566M, up 1.9% from $556M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $40.6M of net new capital in Q3 2023, opening 60 new positions and adding to 225 existing holdings. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.9% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $9.45M trimmed.

  • Focused Wealth Management's largest Q3 2023 buy was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.
  • Focused Wealth Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $3.85M increase.
  • Focused Wealth Management's biggest Q3 2023 reduction was Vanguard Total Bond Market, cutting an estimated $9.45M.
  • Focused Wealth Management fully exited Salisbury Bancorp, Inc. in Q3 2023, selling an estimated $153K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $566M portfolio in Q3 2023.
  • Focused Wealth Management opened 60 new positions and closed 92 in Q3 2023.
  • Focused Wealth Management's portfolio value rose 1.9% quarter-over-quarter to $566M.

Based on Focused Wealth Management's 13F filing for Q3 2023, filed 1 Nov 2023.