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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
526
National Grid
NGG
$79.3B
$18K ﹤0.01%
337
+10
+3% +$574
SOFI icon
527
SoFi Technologies
SOFI
$19.6B
$18K ﹤0.01%
1,150
+500
+77% +$7.84K
AZO icon
528
AutoZone
AZO
$51.3B
$17K ﹤0.01%
10
+2
+25% +$3.21K
ENB icon
529
Enbridge
ENB
$120B
$17K ﹤0.01%
434
+4
+0.9% +$158
SCHF icon
530
Schwab International Equity ETF
SCHF
$64.9B
$17K ﹤0.01%
872
-64
-7% -$1.27K
AMPE
531
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$17K ﹤0.01%
33
– –
AGNC icon
532
AGNC Investment
AGNC
$12.7B
$16K ﹤0.01%
+1,008
New +$16.3K
CMG icon
533
Chipotle Mexican Grill
CMG
$43.9B
$16K ﹤0.01%
450
-2,500
-85% -$91K
DXCM icon
534
DexCom
DXCM
$29B
$16K ﹤0.01%
120
– –
EDIV icon
535
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
$16K ﹤0.01%
543
+8
+1% +$239
EVRG icon
536
Evergy
EVRG
$19.4B
$16K ﹤0.01%
254
+2
+0.8% +$131
EW icon
537
Edwards Lifesciences
EW
$49.4B
$16K ﹤0.01%
144
– –
FTNT icon
538
CALL
Fortinet
FTNT
$112B
$16K ﹤0.01%
+4,000
New +$232K
JPC icon
539
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$16K ﹤0.01%
1,580
– –
LNT icon
540
Alliant Energy
LNT
$18.6B
$16K ﹤0.01%
287
– –
PNW icon
541
Pinnacle West Capital
PNW
$12.4B
$16K ﹤0.01%
216
-102
-32% -$8.08K
RIG icon
542
Transocean
RIG
$5.48B
$16K ﹤0.01%
4,241
– –
RY icon
543
Royal Bank of Canada
RY
$287B
$16K ﹤0.01%
165
– –
VTN icon
544
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$16K ﹤0.01%
1,164
+12
+1% +$166
AMD icon
545
CALL
Advanced Micro Devices
AMD
$700B
$15K ﹤0.01%
+2,600
New +$266K
AOA icon
546
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$15K ﹤0.01%
217
+1
+0.5% +$71
BMO icon
547
Bank of Montreal
BMO
$123B
$15K ﹤0.01%
150
– –
CTVA icon
548
Corteva
CTVA
$60.5B
$15K ﹤0.01%
361
-78
-18% -$3.37K
FENY icon
549
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$15K ﹤0.01%
1,074
-89
-8% -$1.21K
IYR icon
550
iShares US Real Estate ETF
IYR
$4.75B
$15K ﹤0.01%
144
– –
20 21
22
23 24

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RCIM
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UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
WAM
WNY Asset Management Williamsville, New York $967M AUM

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.