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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHO icon
526
Invesco Water Resources ETF
PHO
$1.97B
$3K ﹤0.01%
100
– –
TAN icon
527
Invesco Solar ETF
TAN
$1.47B
$3K ﹤0.01%
+80
New +$2.99K
TDC icon
528
Teradata
TDC
$2.68B
$3K ﹤0.01%
76
-124
-62% -$5.62K
TNL icon
529
Travel + Leisure Co
TNL
$4.54B
$3K ﹤0.01%
89
-4
-4% -$122
TRV icon
530
Travelers Companies
TRV
$80.8B
$3K ﹤0.01%
30
+15
+100% +$1.31K
VYX icon
531
NCR Voyix
VYX
$1.06B
$3K ﹤0.01%
147
+59
+67% +$1.31K
HYB
532
DELISTED
New America High Income Fund, Inc.
HYB
$3K ﹤0.01%
+360
New +$3.45K
ACOR
533
DELISTED
Acorda Therapeutics
ACOR
$3K ﹤0.01%
1
– –
AUY
534
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
367
+2
+0.5% +$18
STON
535
DELISTED
StoneMor Inc.
STON
$3K ﹤0.01%
111
– –
PTLA
536
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$3K ﹤0.01%
+125
New +$3.04K
AGN
537
DELISTED
Allergan plc
AGN
$3K ﹤0.01%
18
– –
WIN
538
DELISTED
Windstream Holdings Inc
WIN
$3K ﹤0.01%
55
+35
+175% +$2.27K
WFM
539
DELISTED
Whole Foods Market Inc
WFM
$3K ﹤0.01%
52
– –
CST
540
DELISTED
CST Brands, Inc.
CST
$3K ﹤0.01%
74
– –
SD
541
DELISTED
SANDRIDGE ENERGY, INC.
SD
$3K ﹤0.01%
500
– –
HCBK
542
DELISTED
HUDSON CITY BANCORP INC
HCBK
$3K ﹤0.01%
+338
New +$3.1K
TRW
543
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$3K ﹤0.01%
35
– –
BOLT
544
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$3K ﹤0.01%
150
+75
+100% +$1.46K
WR
545
DELISTED
Westar Energy Inc
WR
$3K ﹤0.01%
106
+2
+2% +$63
AMP icon
546
Ameriprise Financial
AMP
$46.8B
$2K ﹤0.01%
20
– –
ARCC icon
547
Ares Capital
ARCC
$13.5B
$2K ﹤0.01%
123
-822
-87% -$14.5K
BCS icon
548
Barclays
BCS
$94.1B
$2K ﹤0.01%
109
– –
CIEN icon
549
Ciena
CIEN
$55.3B
$2K ﹤0.01%
+71
New +$1.69K
CRDF icon
550
Cardiff Oncology
CRDF
$64.3M
$2K ﹤0.01%
4
– –
20 21
22
23 24

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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.