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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-2.96%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$566M
AUM Growth
+$10.7M
Cap. Flow
+$40.6M
Cap. Flow %
7.18%
Top 10 Hldgs %
60.27%
Holding
1,125
New
60
Increased
225
Reduced
168
Closed
92

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$26.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.85M
3
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$3.52M
4
VTV icon
Vanguard Value ETF
VTV
+$3.15M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.06M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$9.45M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.36M
3
UTG icon
Reaves Utility Income Fund
UTG
+$2.25M
4
BNY
BlackRock New York Municipal Income Trust
BNY
+$656K
5
INTC icon
Intel
INTC
+$388K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.72%
3 Communication Services 2.86%
4 Consumer Discretionary 2.39%
5 Healthcare 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTN icon
501
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$11.5K ﹤0.01%
1,267
+9
+0.7% +$89
UAA icon
502
Under Armour
UAA
$3.01B
$11.5K ﹤0.01%
1,678
-17
-1% -$128
ETR icon
503
Entergy
ETR
$50.3B
$11.3K ﹤0.01%
244
– –
DXCM icon
504
DexCom
DXCM
$29B
$11.3K ﹤0.01%
121
– –
RYLD icon
505
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$11.3K ﹤0.01%
660
+16
+2% +$284
OGN icon
506
Organon & Co
OGN
$3.56B
$11.2K ﹤0.01%
646
+2
+0.3% +$42
EMNT icon
507
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$11.2K ﹤0.01%
114
-1
-0.9% -$98
APLE icon
508
Apple Hospitality REIT
APLE
$3.97B
$11.2K ﹤0.01%
729
+8
+1% +$122
SPOT icon
509
CALL
Spotify
SPOT
$108B
$10.9K ﹤0.01%
+1,200
New +$183K
JFR icon
510
Nuveen Floating Rate Income Fund
JFR
$1.23B
$10.8K ﹤0.01%
1,313
+37
+3% +$298
HELE icon
511
PUT
Helen of Troy
HELE
$656M
$10.8K ﹤0.01%
+2,000
New +$249K
R icon
512
Ryder
R
$9.9B
$10.7K ﹤0.01%
100
– –
W icon
513
Wayfair
W
$11.8B
$10.7K ﹤0.01%
176
– –
HZO icon
514
PUT
MarineMax
HZO
$748M
$10.6K ﹤0.01%
+3,000
New +$104K
VO icon
515
Vanguard Mid-Cap ETF
VO
$106B
$10.5K ﹤0.01%
200
– –
SIRI icon
516
SiriusXM
SIRI
$11B
$10.4K ﹤0.01%
231
+1
+0.4% +$46
AIN icon
517
Albany International
AIN
$2.09B
$10.4K ﹤0.01%
120
– –
NEAR icon
518
iShares Short Maturity Bond ETF
NEAR
$4.82B
$10.2K ﹤0.01%
205
-2
-1% -$99
RBLX icon
519
PUT
Roblox
RBLX
$35.9B
$10.2K ﹤0.01%
+8,000
New +$266K
NQP
520
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$10.2K ﹤0.01%
+1,000
New +$11K
XFLT
521
XAI Floating Rate & Alternative Income Trust
XFLT
$282M
$10.2K ﹤0.01%
292
+7
+2% +$239
KLAC icon
522
KLA
KLAC
$222B
$10.1K ﹤0.01%
220
– –
PANW icon
523
Palo Alto Networks
PANW
$256B
$10.1K ﹤0.01%
86
– –
DBL
524
DoubleLine Opportunistic Credit Fund
DBL
$278M
$10.1K ﹤0.01%
689
-5,217
-88% -$75.2K
BBP icon
525
Virtus Biotech ETF
BBP
$96.7M
$10K ﹤0.01%
200
– –
19 20
21
22 23

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Focused Wealth Management held 1,125 positions worth $566M, up 1.9% from $556M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Focused Wealth Management deployed $40.6M of net new capital in Q3 2023, opening 60 new positions and adding to 225 existing holdings. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.9% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $9.45M trimmed.

  • Focused Wealth Management's largest Q3 2023 buy was iShares 0-3 Month Treasury Bond ETF: 262,331 shares worth $26.4M.
  • Focused Wealth Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2023, an estimated $3.85M increase.
  • Focused Wealth Management's biggest Q3 2023 reduction was Vanguard Total Bond Market, cutting an estimated $9.45M.
  • Focused Wealth Management fully exited Salisbury Bancorp, Inc. in Q3 2023, selling an estimated $153K.
  • Focused Wealth Management's ten largest holdings make up 60% of its $566M portfolio in Q3 2023.
  • Focused Wealth Management opened 60 new positions and closed 92 in Q3 2023.
  • Focused Wealth Management's portfolio value rose 1.9% quarter-over-quarter to $566M.

Based on Focused Wealth Management's 13F filing for Q3 2023, filed 1 Nov 2023.