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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+12.04%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$514M
AUM Growth
+$53.4M
Cap. Flow
+$20.4M
Cap. Flow %
3.96%
Top 10 Hldgs %
59%
Holding
953
New
122
Increased
224
Reduced
204
Closed
87

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.67M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$1.63M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.5M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.31M
5
KMI icon
Kinder Morgan
KMI
+$957K

Top Sells

Rank Stock Value
1
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.33M
2
BQH
BlackRock New York Municipal Bond Trust
BQH
+$795K
3
TSLA icon
Tesla
TSLA
+$681K
4
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$596K
5
PALL icon
abrdn Physical Palladium Shares ETF
PALL
+$540K

Sector Composition

Rank Sector Weight
1 Technology 5.07%
2 Financials 4.01%
3 Consumer Discretionary 2.73%
4 Healthcare 2.67%
5 Communication Services 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERF
501
DELISTED
Enerplus Corporation
ERF
$16K ﹤0.01%
+5,000
New +$12.1K
BCX icon
502
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$15K ﹤0.01%
2,000
– –
BDJ icon
503
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$15K ﹤0.01%
1,789
– –
CRSP icon
504
CRISPR Therapeutics
CRSP
$4.7B
$15K ﹤0.01%
100
-50
-33% -$5.91K
EDIV icon
505
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
$15K ﹤0.01%
527
+2
+0.4% +$52
GDV icon
506
Gabelli Dividend & Income Trust
GDV
$2.59B
$15K ﹤0.01%
715
+11
+2% +$220
GOGO icon
507
CALL
Gogo Inc
GOGO
$542M
$15K ﹤0.01%
+10,000
New +$99K
IRM icon
508
Iron Mountain
IRM
$36.7B
$15K ﹤0.01%
499
+205
+70% +$5.69K
JPC icon
509
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$15K ﹤0.01%
1,580
– –
LNT icon
510
Alliant Energy
LNT
$18.2B
$15K ﹤0.01%
287
-95
-25% -$5.11K
MA icon
511
Mastercard
MA
$502B
$15K ﹤0.01%
42
-7
-14% -$2.33K
MSI icon
512
CALL
Motorola Solutions
MSI
$71.3B
$15K ﹤0.01%
+2,000
New +$335K
PGX icon
513
Invesco Preferred ETF
PGX
$3.8B
$15K ﹤0.01%
951
+11
+1% +$165
PPH icon
514
VanEck Pharmaceutical ETF
PPH
$950M
$15K ﹤0.01%
+222
New +$14.2K
TSEM icon
515
CALL
Tower Semiconductor
TSEM
$24.6B
$15K ﹤0.01%
+7,000
New +$160K
TSM icon
516
CALL
TSMC
TSM
$2.1T
$15K ﹤0.01%
+2,600
New +$247K
VTN icon
517
Invesco Trust for Investment Grade New York Municipals
VTN
$160M
$15K ﹤0.01%
1,128
+12
+1% +$149
YUMC icon
518
CALL
Yum China
YUMC
$16.3B
$15K ﹤0.01%
+4,000
New +$225K
AOA icon
519
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$14K ﹤0.01%
216
+1
+0.5% +$61
AVGO icon
520
Broadcom
AVGO
$1.82T
$14K ﹤0.01%
330
-50
-13% -$1.95K
CSX icon
521
CSX Corp
CSX
$92.9B
$14K ﹤0.01%
456
– –
EVRG icon
522
Evergy
EVRG
$19.2B
$14K ﹤0.01%
247
+2
+0.8% +$110
RY icon
523
Royal Bank of Canada
RY
$292B
$14K ﹤0.01%
165
– –
WKHS icon
524
Workhorse Group
WKHS
$32.9M
– –
0
– –
BEPC icon
525
Brookfield Renewable
BEPC
$6.02B
$13K ﹤0.01%
225
– –
19 20
21
22 23

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UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
WAM
WNY Asset Management Williamsville, New York $967M AUM

Focused Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Focused Wealth Management held 953 positions worth $514M, up 12% from $460M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $20.4M of net new capital in Q4 2020, opening 122 new positions and adding to 224 existing holdings. Its largest new stake was 10x Genomics: 3,100 shares worth $439K.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 High Dividend ETF, an estimated $1.33M trimmed.

  • Focused Wealth Management's largest Q4 2020 buy was 10x Genomics: 3,100 shares worth $439K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q4 2020, an estimated $1.67M increase.
  • Focused Wealth Management's biggest Q4 2020 reduction was State Street SPDR Portfolio S&P 500 High Dividend ETF, cutting an estimated $1.33M.
  • Focused Wealth Management fully exited BlackRock New York Municipal Bond Trust in Q4 2020, selling an estimated $795K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $514M portfolio in Q4 2020.
  • Focused Wealth Management opened 122 new positions and closed 87 in Q4 2020.
  • Focused Wealth Management's portfolio value rose 12% quarter-over-quarter to $514M.

Based on Focused Wealth Management's 13F filing for Q4 2020, filed 3 Feb 2021.