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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$48.7M
Cap. Flow %
11.51%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Technology 4.53%
3 Healthcare 2.51%
4 Industrials 2.27%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
501
Nuveen Mortgage and Income Fund
JLS
$94.9M
$10K ﹤0.01%
477
– –
MJ icon
502
Amplify Alternative Harvest ETF
MJ
$101M
$10K ﹤0.01%
48
– –
OKTA icon
503
CALL
Okta
OKTA
$23.9B
$10K ﹤0.01%
+3,000
New +$345K
PYPL icon
504
CALL
PayPal
PYPL
$49.5B
$10K ﹤0.01%
8,000
+4,400
+122% +$459K
SKYY icon
505
First Trust Cloud Computing ETF
SKYY
$2.78B
$10K ﹤0.01%
+169
New +$9.89K
CXW icon
506
CoreCivic
CXW
$3.09B
$9K ﹤0.01%
+500
New +$7.92K
IBB icon
507
iShares Biotechnology ETF
IBB
$9.44B
$9K ﹤0.01%
75
– –
IRM icon
508
Iron Mountain
IRM
$37.8B
$9K ﹤0.01%
290
– –
PFLT icon
509
PennantPark Floating Rate Capital
PFLT
$692M
$9K ﹤0.01%
750
– –
RACE icon
510
Ferrari
RACE
$66.8B
$9K ﹤0.01%
55
– –
RDFN
511
CALL
DELISTED
Redfin
RDFN
$9K ﹤0.01%
6,000
– –
STEW
512
SRH Total Return Fund
STEW
$1.76B
$9K ﹤0.01%
782
+7
+0.9% +$80
USNA icon
513
Usana Health Sciences
USNA
$412M
$9K ﹤0.01%
112
– –
ORAN
514
DELISTED
Orange
ORAN
$9K ﹤0.01%
614
– –
KL
515
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$9K ﹤0.01%
200
+50
+33% +$2.22K
ADM icon
516
Archer Daniels Midland
ADM
$40.1B
$8K ﹤0.01%
175
– –
BCS icon
517
Barclays
BCS
$96.3B
$8K ﹤0.01%
833
– –
CLF icon
518
Cleveland-Cliffs
CLF
$6.99B
$8K ﹤0.01%
1,000
– –
ETW
519
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$8K ﹤0.01%
784
– –
FMC icon
520
FMC
FMC
$1.39B
$8K ﹤0.01%
80
– –
HWM icon
521
Howmet Aerospace
HWM
$115B
$8K ﹤0.01%
323
– –
MFC icon
522
Manulife Financial
MFC
$73.2B
$8K ﹤0.01%
391
– –
MSI icon
523
PUT
Motorola Solutions
MSI
$70.3B
$8K ﹤0.01%
+3,000
New +$494K
PSF icon
524
Cohen & Steers Select Preferred & Income Fund
PSF
$233M
$8K ﹤0.01%
250
– –
SBH icon
525
Sally Beauty Holdings
SBH
$1.43B
$8K ﹤0.01%
437
– –
19 20
21
22 23

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $48.7M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.