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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEVA
476
Aeva Technologies
AEVA
$1.2B
$23K ﹤0.01%
579
– –
CHPT icon
477
ChargePoint
CHPT
$141M
$23K ﹤0.01%
58
– –
DUK icon
478
Duke Energy
DUK
$97.8B
$23K ﹤0.01%
231
+38
+20% +$3.93K
HASI icon
479
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
$23K ﹤0.01%
428
+2
+0.5% +$114
INTC icon
480
CALL
Intel
INTC
$455B
$23K ﹤0.01%
+11,000
New +$596K
MKC icon
481
McCormick & Company Non-Voting
MKC
$13.7B
$23K ﹤0.01%
285
+1
+0.4% +$86
PTON icon
482
Peloton Interactive
PTON
$2.77B
$23K ﹤0.01%
264
– –
NKLA
483
DELISTED
Nikola Corporation Common Stock
NKLA
$23K ﹤0.01%
70
– –
FTCH
484
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$23K ﹤0.01%
6,000
– –
BAC icon
485
CALL
Bank of America
BAC
$435B
$22K ﹤0.01%
+34,000
New +$1.37M
BFZ
486
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$22K ﹤0.01%
1,500
– –
DRI icon
487
Darden Restaurants
DRI
$23.3B
$22K ﹤0.01%
145
+1
+0.7% +$147
IDU icon
488
iShares US Utilities ETF
IDU
$1.35B
$22K ﹤0.01%
279
+2
+0.7% +$165
IRM icon
489
Iron Mountain
IRM
$36.4B
$22K ﹤0.01%
516
+6
+1% +$270
L icon
490
Loews
L
$23.9B
$22K ﹤0.01%
400
– –
MRVL icon
491
Marvell Technology
MRVL
$168B
$22K ﹤0.01%
371
– –
NAN icon
492
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$22K ﹤0.01%
1,507
– –
PPL
493
PPL Corp
PPL
$26.5B
$22K ﹤0.01%
800
– –
RPM icon
494
RPM International
RPM
$13.7B
$22K ﹤0.01%
279
– –
VEA icon
495
Vanguard FTSE Developed Markets ETF
VEA
$229B
$22K ﹤0.01%
429
+2
+0.5% +$104
SBNY
496
DELISTED
Signature Bank
SBNY
$22K ﹤0.01%
80
-142
-64% -$35.7K
ASAN icon
497
Asana
ASAN
$1.92B
$21K ﹤0.01%
200
– –
BOTZ icon
498
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
$21K ﹤0.01%
575
– –
CLNE icon
499
Clean Energy Fuels
CLNE
$427M
$21K ﹤0.01%
2,524
– –
ELV icon
500
Elevance Health
ELV
$81.5B
$21K ﹤0.01%
57
– –
18 19
20
21 22

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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WAM
WNY Asset Management Williamsville, New York $967M AUM

Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.