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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPBD icon
476
CALL
Upbound Group
UPBD
$1.26B
$11K ﹤0.01%
+15,000
New +$394K
VEA icon
477
Vanguard FTSE Developed Markets ETF
VEA
$225B
$11K ﹤0.01%
261
-716
-73% -$29.2K
NVTA
478
CALL
DELISTED
Invitae Corporation
NVTA
$11K ﹤0.01%
+2,000
New +$47.2K
NVTA
479
PUT
DELISTED
Invitae Corporation
NVTA
$11K ﹤0.01%
+2,000
New +$47.2K
CLDR
480
PUT
DELISTED
Cloudera, Inc.
CLDR
$11K ﹤0.01%
6,000
– –
BSX icon
481
CALL
Boston Scientific
BSX
$68.5B
$10K ﹤0.01%
+14,000
New +$593K
CSX icon
482
CSX Corp
CSX
$94.2B
$10K ﹤0.01%
450
– –
CTVA icon
483
Corteva
CTVA
$59.5B
$10K ﹤0.01%
351
-291
-45% -$8.41K
DSL
484
DoubleLine Income Solutions Fund
DSL
$1.23B
$10K ﹤0.01%
503
– –
EBAY icon
485
CALL
eBay
EBAY
$52.1B
$10K ﹤0.01%
+18,600
New +$746K
FTV icon
486
Fortive
FTV
$19.5B
$10K ﹤0.01%
238
– –
HACK icon
487
Amplify Cybersecurity ETF
HACK
$2.65B
$10K ﹤0.01%
270
-57
-17% -$2.23K
IDV icon
488
iShares International Select Dividend ETF
IDV
$8.28B
$10K ﹤0.01%
325
– –
JFR icon
489
Nuveen Floating Rate Income Fund
JFR
$1.24B
$10K ﹤0.01%
1,005
– –
PINS icon
490
PUT
Pinterest
PINS
$13.6B
$10K ﹤0.01%
+2,000
New +$59.9K
ORAN
491
DELISTED
Orange
ORAN
$10K ﹤0.01%
614
– –
HEXO
492
DELISTED
HEXO Corp. Common Shares
HEXO
$10K ﹤0.01%
+45
New +$11.2K
TCP
493
DELISTED
TC Pipelines LP
TCP
$10K ﹤0.01%
249
+4
+2% +$156
LTS
494
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$10K ﹤0.01%
4,399
+22
+0.5% +$57
BBK
495
DELISTED
Blackrock Municipal Bond Trust
BBK
$10K ﹤0.01%
623
– –
CCI icon
496
Crown Castle
CCI
$33.1B
$9K ﹤0.01%
67
– –
IRM icon
497
Iron Mountain
IRM
$37.4B
$9K ﹤0.01%
290
+100
+53% +$3.14K
PFLT icon
498
PennantPark Floating Rate Capital
PFLT
$705M
$9K ﹤0.01%
750
– –
QCOM icon
499
PUT
Qualcomm
QCOM
$172B
$9K ﹤0.01%
2,200
– –
STEW
500
SRH Total Return Fund
STEW
$1.79B
$9K ﹤0.01%
775
+7
+0.9% +$77
18 19
20
21 22

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QIM
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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.