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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
476
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$7K 0.01%
57
– –
LUMN icon
477
Lumen
LUMN
$6.45B
$7K 0.01%
163
– –
MNKD icon
478
MannKind Corp
MNKD
$1.22B
$7K 0.01%
240
– –
VRTX icon
479
Vertex Pharmaceuticals
VRTX
$122B
$7K 0.01%
65
-1,200
-95% -$114K
XTN icon
480
State Street SPDR S&P Transportation ETF
XTN
$401M
$7K 0.01%
152
– –
ZF
481
DELISTED
Virtus Total Return Fund Inc.
ZF
$7K 0.01%
494
– –
KERX
482
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$7K 0.01%
500
– –
GGP
483
DELISTED
GGP Inc.
GGP
$7K 0.01%
300
– –
SZYM
484
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$7K 0.01%
1,000
– –
LO
485
DELISTED
LORILLARD INC COM STK
LO
$7K 0.01%
125
– –
AEE icon
486
Ameren
AEE
$31B
$6K ﹤0.01%
150
– –
AMAT icon
487
Applied Materials
AMAT
$410B
$6K ﹤0.01%
300
– –
CMCSA icon
488
Comcast
CMCSA
$80.9B
$6K ﹤0.01%
236
– –
DDD icon
489
3D Systems Corp
DDD
$430M
$6K ﹤0.01%
130
– –
DHI icon
490
D.R. Horton
DHI
$41.3B
$6K ﹤0.01%
300
– –
FLEX icon
491
Flex
FLEX
$42.5B
$6K ﹤0.01%
812
– –
LLY icon
492
Eli Lilly
LLY
$1.07T
$6K ﹤0.01%
100
– –
NVDA icon
493
NVIDIA
NVDA
$4.76T
$6K ﹤0.01%
12,000
– –
PFG icon
494
Principal Financial Group
PFG
$24B
$6K ﹤0.01%
110
– –
PH icon
495
Parker-Hannifin
PH
$124B
$6K ﹤0.01%
53
– –
PPA icon
496
Invesco Aerospace & Defense ETF
PPA
$8.37B
$6K ﹤0.01%
200
– –
SCI icon
497
Service Corp International
SCI
$11.4B
$6K ﹤0.01%
300
– –
TSLA icon
498
Tesla
TSLA
$1.22T
$6K ﹤0.01%
375
-75
-17% -$1.24K
TT icon
499
Trane Technologies
TT
$107B
$6K ﹤0.01%
100
– –
UNM icon
500
Unum
UNM
$13.8B
$6K ﹤0.01%
180
– –
18 19
20
21 22

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.