We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
476
Lumen
LUMN
$6.45B
$5K ﹤0.01%
163
-587
-78% -$18.8K
MFIC icon
477
MidCap Financial Investment
MFIC
$790M
$5K ﹤0.01%
182
– –
MPC icon
478
Marathon Petroleum
MPC
$91.2B
$5K ﹤0.01%
112
– –
MPT
479
Medical Properties Trust
MPT
$2.86B
$5K ﹤0.01%
400
– –
NVDA icon
480
NVIDIA
NVDA
$4.76T
$5K ﹤0.01%
12,000
– –
PFG icon
481
Principal Financial Group
PFG
$24B
$5K ﹤0.01%
110
-110
-50% -$5.22K
SAN icon
482
Banco Santander
SAN
$200B
$5K ﹤0.01%
618
-886
-59% -$7.04K
SCI icon
483
Service Corp International
SCI
$11.4B
$5K ﹤0.01%
300
– –
TMV icon
484
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$177M
$5K ﹤0.01%
+29
New +$5.02K
WM icon
485
Waste Management
WM
$95.5B
$5K ﹤0.01%
102
– –
SPWR
486
DELISTED
SunPower Corporation Common Stock
SPWR
$5K ﹤0.01%
249
+173
+228% +$3.46K
CSOD
487
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$5K ﹤0.01%
100
– –
EEP
488
DELISTED
Enbridge Energy Partners
EEP
$5K ﹤0.01%
152
– –
GXP
489
DELISTED
Great Plains Energy Incorporated
GXP
$5K ﹤0.01%
200
– –
AMRI
490
DELISTED
Albany Molecular Research Inc
AMRI
$5K ﹤0.01%
+520
New +$6.28K
LINE
491
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$5K ﹤0.01%
150
– –
CMO
492
DELISTED
Capstead Mortgage Corp.
CMO
$5K ﹤0.01%
400
-900
-69% -$10.7K
VNR
493
DELISTED
Vanguard Natural Resources, LLC
VNR
$5K ﹤0.01%
167
+3
+2% +$85
AGNC icon
494
AGNC Investment
AGNC
$12.4B
$4K ﹤0.01%
200
-200
-50% -$4.26K
AMKR icon
495
Amkor Technology
AMKR
$15B
$4K ﹤0.01%
600
+300
+100% +$1.6K
AWP
496
abrdn Global Premier Properties Fund
AWP
$378M
$4K ﹤0.01%
174
– –
DHF
497
BNY Mellon High Yield Strategies Fund
DHF
$170M
$4K ﹤0.01%
+920
New +$3.73K
EBAY icon
498
eBay
EBAY
$50.3B
$4K ﹤0.01%
183
– –
FXI icon
499
iShares China Large-Cap ETF
FXI
$4.22B
$4K ﹤0.01%
98
– –
GBDC icon
500
Golub Capital BDC
GBDC
$3.36B
$4K ﹤0.01%
230
– –
18 19
20
21 22

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.