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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$1.21M 1.02%
25,973
+3,312
+15% +$153K
CSCO icon
27
Cisco
CSCO
$441B
$1.2M 1%
53,488
+34,634
+184% +$766K
JNJ icon
28
Johnson & Johnson
JNJ
$609B
$1.04M 0.87%
11,377
+4
+0% +$369
PCY icon
29
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.04M 0.87%
38,574
-4,849
-11% -$132K
STPZ icon
30
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$515M
$989K 0.83%
18,698
– –
EXI icon
31
iShares Global Industrials ETF
EXI
$1.39B
$962K 0.81%
13,465
-437
-3% -$29.8K
FXY icon
32
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
– –
0
– –
VZ icon
33
Verizon
VZ
$182B
$823K 0.69%
16,753
+247
+1% +$12.1K
EXG icon
34
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.95B
$797K 0.67%
79,734
+10,076
+14% +$98.9K
XLB icon
35
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
– –
0
– –
DVY icon
36
iShares Select Dividend ETF
DVY
$23.8B
$732K 0.61%
10,263
-270
-3% -$18.8K
GS icon
37
Goldman Sachs
GS
$314B
$712K 0.6%
4,018
-3
-0.1% -$495
BAC icon
38
Bank of America
BAC
$430B
$707K 0.59%
45,435
+24,061
+113% +$357K
VER
39
DELISTED
VEREIT, Inc.
VER
$681K 0.57%
10,596
+1,283
+14% +$83K
VTV icon
40
Vanguard Value ETF
VTV
$186B
$679K 0.57%
8,891
+287
+3% +$21.1K
CBI
41
DELISTED
Chicago Bridge & Iron Nv
CBI
$670K 0.56%
8,055
+1
+0% +$76
INTC icon
42
Intel
INTC
$478B
$653K 0.55%
25,155
-151
-0.6% -$3.65K
T icon
43
AT&T
T
$152B
$629K 0.53%
23,668
+1,181
+5% +$31.1K
IEO icon
44
iShares US Oil & Gas Exploration & Production ETF
IEO
$565M
$622K 0.52%
7,560
-747
-9% -$60.8K
WMT icon
45
Walmart Inc
WMT
$909B
$600K 0.5%
22,857
-300
-1% -$7.75K
MRK icon
46
Merck
MRK
$315B
$534K 0.45%
11,187
-57
-0.5% -$2.61K
DE icon
47
Deere & Co
DE
$161B
$529K 0.44%
5,794
+5,489
+1,800% +$465K
MAIN icon
48
Main Street Capital
MAIN
$5.15B
$511K 0.43%
15,639
+1,791
+13% +$55.9K
IWF icon
49
iShares Russell 1000 Growth ETF
IWF
$123B
$508K 0.43%
23,660
-836
-3% -$17.2K
BMY icon
50
Bristol-Myers Squibb
BMY
$124B
$499K 0.42%
9,390
+21
+0.2% +$1.07K
1
2
3 4 5

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TC
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TFP
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QIM
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.