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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$48.7M
Cap. Flow %
11.51%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Technology 4.53%
3 Healthcare 2.51%
4 Industrials 2.27%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNF
451
DELISTED
PIMCO New York Municipal Income Fund
PNF
$15K ﹤0.01%
1,080
+13
+1% +$185
POWL icon
452
Powell Industries
POWL
$7.99B
$15K ﹤0.01%
900
– –
RHP icon
453
Ryman Hospitality Properties
RHP
$8.52B
$15K ﹤0.01%
175
– –
RTX icon
454
RTX Corp
RTX
$294B
$15K ﹤0.01%
+159
New +$14.4K
VTN icon
455
Invesco Trust for Investment Grade New York Municipals
VTN
$162M
$15K ﹤0.01%
1,076
+12
+1% +$163
SPPI
456
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$15K ﹤0.01%
4,000
– –
LTS
457
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$15K ﹤0.01%
4,421
+22
+0.5% +$64
STL
458
DELISTED
Sterling Bancorp
STL
$15K ﹤0.01%
721
– –
BIV icon
459
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$14K ﹤0.01%
157
+133
+554% +$11.6K
IEO icon
460
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$14K ﹤0.01%
251
– –
MCHP icon
461
Microchip Technology
MCHP
$42.3B
$14K ﹤0.01%
276
+2
+0.7% +$97
PGX icon
462
Invesco Preferred ETF
PGX
$3.81B
$14K ﹤0.01%
904
+12
+1% +$179
TSN icon
463
Tyson Foods
TSN
$21.4B
$14K ﹤0.01%
149
-2,150
-94% -$185K
MMAC
464
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$14K ﹤0.01%
435
– –
BOTZ icon
465
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.2B
$13K ﹤0.01%
575
– –
COHR icon
466
Coherent
COHR
$53.1B
$13K ﹤0.01%
400
+387
+2,977% +$12.3K
FE icon
467
FirstEnergy
FE
$28.5B
$13K ﹤0.01%
275
– –
FUN icon
468
Cedar Fair
FUN
$1.8B
$13K ﹤0.01%
235
– –
HASI icon
469
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$13K ﹤0.01%
413
– –
NEE icon
470
CALL
NextEra Energy
NEE
$185B
$13K ﹤0.01%
14,000
– –
SPHY icon
471
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$13K ﹤0.01%
494
-124
-20% -$3.23K
SYNA icon
472
Synaptics
SYNA
$4.55B
$13K ﹤0.01%
200
– –
MMP
473
DELISTED
Magellan Midstream Partners, L.P.
MMP
$13K ﹤0.01%
214
– –
AIG icon
474
American International
AIG
$42B
$12K ﹤0.01%
225
+2
+0.9% +$106
AOA icon
475
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$12K ﹤0.01%
214
-62
-22% -$3.49K
17 18
19
20 21

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $48.7M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.