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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$174M
AUM Growth
+$16.4M
Cap. Flow
+$50.4M
Cap. Flow %
29.02%
Top 10 Hldgs %
43.68%
Holding
792
New
54
Increased
206
Reduced
83
Closed
48

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$3.05M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.49M
3
BAC icon
Bank of America
BAC
+$1.16M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$725K
5
CS
Credit Suisse Group
CS
+$563K

Top Sells

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$950K
2
AMLP icon
Alerian MLP ETF
AMLP
+$560K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$544K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$519K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$463K

Sector Composition

Rank Sector Weight
1 Financials 10.09%
2 Industrials 7.02%
3 Technology 4.67%
4 Healthcare 4.64%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
451
DELISTED
Frontier Communications Corp.
FTR
$8K ﹤0.01%
115
+68
+145% +$5.05K
AES.PRC.CL
452
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$8K ﹤0.01%
166
– –
AGG icon
453
iShares Core US Aggregate Bond ETF
AGG
$138B
$7K ﹤0.01%
64
-56
-47% -$6.09K
CPRI icon
454
Capri Holdings
CPRI
$1.81B
$7K ﹤0.01%
170
– –
ETSY icon
455
Etsy
ETSY
$7.85B
$7K ﹤0.01%
850
-950
-53% -$9.64K
FLEX icon
456
Flex
FLEX
$40.5B
$7K ﹤0.01%
812
– –
GBF icon
457
iShares Government/Credit Bond ETF
GBF
$133M
$7K ﹤0.01%
63
– –
GDL
458
GDL Fund
GDL
$92M
$7K ﹤0.01%
706
-2,204
-76% -$22K
HPQ icon
459
HP
HPQ
$23.9B
$7K ﹤0.01%
627
-533
-46% -$6.82K
MFIC icon
460
MidCap Financial Investment
MFIC
$794M
$7K ﹤0.01%
432
– –
PAA icon
461
Plains All American Pipeline
PAA
$17.2B
$7K ﹤0.01%
305
-320
-51% -$8.62K
PPA icon
462
Invesco Aerospace & Defense ETF
PPA
$8.32B
$7K ﹤0.01%
200
– –
RITM icon
463
Rithm Capital
RITM
$5.19B
$7K ﹤0.01%
610
– –
TRP icon
464
TC Energy
TRP
$71.8B
$7K ﹤0.01%
200
– –
XTN icon
465
State Street SPDR S&P Transportation ETF
XTN
$399M
$7K ﹤0.01%
152
– –
LL
466
DELISTED
LL Flooring Holdings, Inc.
LL
$7K ﹤0.01%
400
-100
-20% -$1.54K
JPS
467
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$7K ﹤0.01%
775
+250
+48% +$2.26K
ABB
468
DELISTED
ABB Ltd
ABB
$7K ﹤0.01%
404
– –
FGP
469
DELISTED
Ferrellgas Partners, L.P.
FGP
$7K ﹤0.01%
427
+7
+2% +$134
BWP
470
DELISTED
Boardwalk Pipeline Partners
BWP
$7K ﹤0.01%
511
+4
+0.8% +$50
AMRI
471
DELISTED
Albany Molecular Research Inc
AMRI
$7K ﹤0.01%
340
– –
PCL
472
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$7K ﹤0.01%
151
– –
SPLS
473
DELISTED
Staples Inc
SPLS
$7K ﹤0.01%
750
– –
STL
474
DELISTED
Sterling Bancorp
STL
$7K ﹤0.01%
443
– –
ACM icon
475
Aecom
ACM
$9.15B
$6K ﹤0.01%
200
– –
17 18
19
20 21

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Focused Wealth Management held 792 positions worth $174M, up 10% from $157M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Focused Wealth Management deployed $50.4M of net new capital in Q4 2015, opening 54 new positions and adding to 206 existing holdings. Its largest new stake was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, an estimated $950K trimmed.

  • Focused Wealth Management's largest Q4 2015 buy was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.
  • Focused Wealth Management added most to Vanguard FTSE Europe ETF in Q4 2015, an estimated $3.05M increase.
  • Focused Wealth Management's biggest Q4 2015 reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, cutting an estimated $950K.
  • Focused Wealth Management fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $107K.
  • Focused Wealth Management's ten largest holdings make up 44% of its $174M portfolio in Q4 2015.
  • Focused Wealth Management opened 54 new positions and closed 48 in Q4 2015.
  • Focused Wealth Management's portfolio value rose 10% quarter-over-quarter to $174M.

Based on Focused Wealth Management's 13F filing for Q4 2015, filed 12 Feb 2016.