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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$4.78M
Cap. Flow %
3.39%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Financials 11.4%
2 Industrials 7.73%
3 Technology 5.74%
4 Healthcare 4.82%
5 Energy 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEF
451
DELISTED
Telefonica
TEF
$8K 0.01%
714
– –
VRTX icon
452
Vertex Pharmaceuticals
VRTX
$121B
$8K 0.01%
65
– –
XTN icon
453
State Street SPDR S&P Transportation ETF
XTN
$403M
$8K 0.01%
152
– –
VMW
454
DELISTED
VMware, Inc
VMW
$8K 0.01%
100
-500
-83% -$42.7K
CEQP
455
DELISTED
Crestwood Equity Partners LP
CEQP
$8K 0.01%
100
– –
RAD
456
DELISTED
Rite Aid Corporation
RAD
$8K 0.01%
50
– –
WCG
457
DELISTED
Wellcare Health Plans, Inc.
WCG
$8K 0.01%
100
– –
ZF
458
DELISTED
Virtus Total Return Fund Inc.
ZF
$8K 0.01%
494
– –
GGP
459
DELISTED
GGP Inc.
GGP
$8K 0.01%
300
– –
LO
460
DELISTED
LORILLARD INC COM STK
LO
$8K 0.01%
125
– –
CHL
461
DELISTED
China Mobile Limited
CHL
$8K 0.01%
130
+50
+63% +$3K
AEE icon
462
Ameren
AEE
$31.5B
$7K 0.01%
150
– –
AGG icon
463
iShares Core US Aggregate Bond ETF
AGG
$138B
$7K 0.01%
64
– –
CHY
464
Calamos Convertible and High Income Fund
CHY
$1.03B
$7K 0.01%
500
– –
CMCSA icon
465
Comcast
CMCSA
$79.1B
$7K 0.01%
236
– –
CNP icon
466
CenterPoint Energy
CNP
$29.1B
$7K 0.01%
310
– –
FLEX icon
467
Flex
FLEX
$43.4B
$7K 0.01%
812
– –
GBF icon
468
iShares Government/Credit Bond ETF
GBF
$133M
$7K 0.01%
63
– –
HBAN icon
469
Huntington Bancshares
HBAN
$35.1B
$7K 0.01%
688
+3
+0.4% +$30
IGE icon
470
iShares North American Natural Resources ETF
IGE
$747M
$7K 0.01%
180
+1
+0.6% +$41
LQD icon
471
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$7K 0.01%
57
– –
OXSQ icon
472
Oxford Square Capital
OXSQ
$151M
$7K 0.01%
866
-1,000
-54% -$8.4K
PH icon
473
Parker-Hannifin
PH
$125B
$7K 0.01%
53
– –
PPA icon
474
Invesco Aerospace & Defense ETF
PPA
$8.27B
$7K 0.01%
200
– –
SCI icon
475
Service Corp International
SCI
$11.4B
$7K 0.01%
300
– –
17 18
19
20 21

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UWPG
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TC
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TFP
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QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
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GHC
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GLR
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Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $4.78M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.