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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
451
Calamos Convertible and High Income Fund
CHY
$1.01B
$6K 0.01%
500
– –
CMCSA icon
452
Comcast
CMCSA
$81.4B
$6K 0.01%
236
-34
-13% -$819
DVN icon
453
Devon Energy
DVN
$50.4B
$6K 0.01%
100
– –
FMC icon
454
FMC
FMC
$1.4B
$6K 0.01%
92
– –
GGB icon
455
Gerdau
GGB
$9.4B
$6K 0.01%
969
– –
JNK icon
456
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$6K 0.01%
52
– –
MNKD icon
457
MannKind Corp
MNKD
$1.26B
$6K 0.01%
240
– –
PPA icon
458
Invesco Aerospace & Defense ETF
PPA
$8.32B
$6K 0.01%
200
– –
TT icon
459
Trane Technologies
TT
$106B
$6K 0.01%
100
-25
-20% -$1.38K
TXT icon
460
Textron
TXT
$16.8B
$6K 0.01%
155
– –
UNM icon
461
Unum
UNM
$13.7B
$6K 0.01%
180
– –
XTN icon
462
State Street SPDR S&P Transportation ETF
XTN
$399M
$6K 0.01%
+152
New +$5.81K
DNKN
463
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$6K 0.01%
130
– –
KERX
464
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$6K 0.01%
+500
New +$5.97K
GGP
465
DELISTED
GGP Inc.
GGP
$6K 0.01%
300
– –
CHU
466
DELISTED
China Unicom (HONG KONG) Limited
CHU
$6K 0.01%
400
– –
ACAS
467
DELISTED
American Capital Ltd
ACAS
$6K 0.01%
362
– –
BLKB icon
468
Blackbaud
BLKB
$1.59B
$5K ﹤0.01%
120
– –
BND icon
469
Vanguard Total Bond Market
BND
$158B
$5K ﹤0.01%
67
– –
EFV icon
470
iShares MSCI EAFE Value ETF
EFV
$28.3B
$5K ﹤0.01%
90
+1
+1% +$56
FAX
471
abrdn Asia-Pacific Income Fund
FAX
$594M
$5K ﹤0.01%
153
+78
+104% +$2.86K
FBIN icon
472
Fortune Brands Innovations
FBIN
$6.15B
$5K ﹤0.01%
131
– –
FLEX icon
473
Flex
FLEX
$40.6B
$5K ﹤0.01%
812
– –
IYT icon
474
iShares US Transportation ETF
IYT
$2.32B
$5K ﹤0.01%
140
– –
LLY icon
475
Eli Lilly
LLY
$1.07T
$5K ﹤0.01%
100
– –
17 18
19
20 21

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.