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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$423M
AUM Growth
+$61.5M
Cap. Flow
+$48.7M
Cap. Flow %
11.51%
Top 10 Hldgs %
56.08%
Holding
811
New
64
Increased
190
Reduced
120
Closed
62

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$37M
2
VFH icon
Vanguard Financials ETF
VFH
+$7.28M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.6M
4
VDE icon
Vanguard Energy ETF
VDE
+$4.11M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.91M

Top Sells

Rank Stock Value
1
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$33.2M
2
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$5.72M
3
FTXN icon
First Trust Nasdaq Oil & Gas ETF
FTXN
+$3.15M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.64M
5
T icon
AT&T
T
+$1.06M

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Technology 4.53%
3 Healthcare 2.51%
4 Industrials 2.27%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
401
Nuveen New York Quality Municipal Income Fund
NAN
$370M
$21K 0.01%
1,507
– –
RPM icon
402
RPM International
RPM
$13.8B
$21K 0.01%
279
– –
BFZ
403
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$20K ﹤0.01%
1,500
– –
C icon
404
CALL
Citigroup
C
$223B
$20K ﹤0.01%
+18,000
New +$1.33M
DOW icon
405
CALL
Dow Inc
DOW
$20.8B
$20K ﹤0.01%
+20,000
New +$1.03M
EFA icon
406
iShares MSCI EAFE ETF
EFA
$76.8B
$20K ﹤0.01%
283
+17
+6% +$1.15K
FUL icon
407
H.B. Fuller
FUL
$3.04B
$20K ﹤0.01%
381
-100
-21% -$4.95K
FXR icon
408
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$20K ﹤0.01%
445
– –
GDX icon
409
VanEck Gold Miners ETF
GDX
$23.2B
$20K ﹤0.01%
700
– –
JBLU icon
410
JetBlue
JBLU
$2.02B
$20K ﹤0.01%
1,050
+50
+5% +$929
NGG icon
411
National Grid
NGG
$81.6B
$20K ﹤0.01%
367
– –
VER
412
DELISTED
VEREIT, Inc.
VER
$20K ﹤0.01%
443
– –
SBNY
413
DELISTED
Signature Bank
SBNY
$20K ﹤0.01%
150
– –
AMD icon
414
Advanced Micro Devices
AMD
$807B
$19K ﹤0.01%
405
– –
DOV icon
415
Dover
DOV
$27.7B
$19K ﹤0.01%
168
– –
ERC
416
Allspring Multi-Sector Income Fund
ERC
$254M
$19K ﹤0.01%
1,500
– –
FXN icon
417
First Trust Energy AlphaDEX Fund
FXN
$377M
$19K ﹤0.01%
1,838
-206
-10% -$1.99K
IBM icon
418
PUT
IBM
IBM
$204B
$19K ﹤0.01%
+16,736
New +$2.18M
PNW icon
419
Pinnacle West Capital
PNW
$12.8B
$19K ﹤0.01%
216
– –
ADSK icon
420
Autodesk
ADSK
$47.7B
$18K ﹤0.01%
100
– –
BDJ icon
421
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$18K ﹤0.01%
1,789
– –
CNC icon
422
Centene
CNC
$31.6B
$18K ﹤0.01%
294
– –
HAL icon
423
Halliburton
HAL
$26.8B
$18K ﹤0.01%
741
-100
-12% -$2.11K
IEUR icon
424
iShares Core MSCI Europe ETF
IEUR
$8.8B
$18K ﹤0.01%
361
– –
NWL icon
425
Newell Brands
NWL
$2.2B
$18K ﹤0.01%
+916
New +$17.6K
15 16
17
18 19

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Focused Wealth Management held 811 positions worth $423M, up 17% from $362M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management deployed $48.7M of net new capital in Q4 2019, opening 64 new positions and adding to 190 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio Emerging Markets ETF, an estimated $33.2M trimmed.

  • Focused Wealth Management's largest Q4 2019 buy was Schwab Short-Term US Treasury ETF: 19,820 shares worth $500K.
  • Focused Wealth Management added most to Schwab Emerging Markets Equity ETF in Q4 2019, an estimated $37M increase.
  • Focused Wealth Management's biggest Q4 2019 reduction was State Street SPDR Portfolio Emerging Markets ETF, cutting an estimated $33.2M.
  • Focused Wealth Management fully exited Invesco S&P 500 Equal Weight Financials ETF in Q4 2019, selling an estimated $957K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $423M portfolio in Q4 2019.
  • Focused Wealth Management opened 64 new positions and closed 62 in Q4 2019.
  • Focused Wealth Management's portfolio value rose 17% quarter-over-quarter to $423M.

Based on Focused Wealth Management's 13F filing for Q4 2019, filed 21 Jan 2020.