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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWL icon
401
Powell Industries
POWL
$8.46B
$12K 0.01%
900
– –
SPY icon
402
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$12K 0.01%
63
– –
TROW icon
403
T. Rowe Price
TROW
$25B
$12K 0.01%
159
– –
MRO
404
DELISTED
Marathon Oil Corporation
MRO
$12K 0.01%
318
– –
RDS.B
405
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$12K 0.01%
150
– –
TCP
406
DELISTED
TC Pipelines LP
TCP
$12K 0.01%
174
+2
+1% +$112
YHOO
407
DELISTED
Yahoo Inc
YHOO
$12K 0.01%
300
– –
HME
408
DELISTED
HOME PROPERTIES, INC
HME
$12K 0.01%
200
– –
NNP
409
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$12K 0.01%
840
– –
EWM icon
410
iShares MSCI Malaysia ETF
EWM
$305M
$11K 0.01%
175
– –
EWS icon
411
iShares MSCI Singapore ETF
EWS
$1.01B
$11K 0.01%
406
– –
FSK icon
412
FS KKR Capital
FSK
$2.98B
$11K 0.01%
253
– –
FUN icon
413
Cedar Fair
FUN
$1.78B
$11K 0.01%
235
– –
HYT icon
414
BlackRock Corporate High Yield Fund
HYT
$1.36B
$11K 0.01%
893
– –
ITB icon
415
iShares US Home Construction ETF
ITB
$2.41B
$11K 0.01%
469
– –
IYW icon
416
iShares US Technology ETF
IYW
$23.7B
$11K 0.01%
440
– –
JNK icon
417
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$11K 0.01%
95
– –
MS icon
418
Morgan Stanley
MS
$337B
$11K 0.01%
331
– –
PBI icon
419
Pitney Bowes
PBI
$2.42B
$11K 0.01%
427
– –
PGX icon
420
Invesco Preferred ETF
PGX
$3.84B
$11K 0.01%
736
– –
SDY icon
421
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$11K 0.01%
147
– –
CEQP
422
DELISTED
Crestwood Equity Partners LP
CEQP
$11K 0.01%
100
– –
FGP
423
DELISTED
Ferrellgas Partners, L.P.
FGP
$11K 0.01%
410
+200
+95% +$5.39K
HTS
424
DELISTED
HATTERAS FINANCIAL CORP
HTS
$11K 0.01%
620
– –
TWC
425
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$11K 0.01%
80
– –
15 16
17
18 19

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TC
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TFP
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QIM
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MK
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.