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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$613M
AUM Growth
+$6.77M
Cap. Flow
+$66.1M
Cap. Flow %
10.79%
Top 10 Hldgs %
59.09%
Holding
1,158
New
169
Increased
290
Reduced
178
Closed
92

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$5.32M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.59M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$2.6M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.03M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$589K

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.59M
2
BX icon
Blackstone
BX
+$813K
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$647K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$353K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$320K

Sector Composition

Rank Sector Weight
1 Technology 4.87%
2 Financials 4.52%
3 Consumer Discretionary 2.94%
4 Healthcare 2.48%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
376
Vanguard Short-Term Bond ETF
BSV
$44.7B
$54K 0.01%
660
+1
+0.2% +$82
VDE icon
377
Vanguard Energy ETF
VDE
$9.9B
$54K 0.01%
736
-2
-0.3% -$139
PGR icon
378
Progressive
PGR
$128B
$53K 0.01%
586
+3
+0.5% +$286
HYG icon
379
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$52K 0.01%
593
+2
+0.3% +$175
EQNR icon
380
Equinor
EQNR
$97.3B
$51K 0.01%
2,000
– –
TSM icon
381
TSMC
TSM
$1.94T
$51K 0.01%
457
+8
+2% +$939
U icon
382
PUT
Unity
U
$14B
$51K 0.01%
+6,000
New +$710K
TEVA icon
383
Teva Pharmaceuticals
TEVA
$40.4B
$50K 0.01%
5,158
-8,506
-62% -$79.6K
SGEN
384
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$50K 0.01%
+4,800
New +$747K
HYS icon
385
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$49K 0.01%
496
+3
+0.6% +$298
PRU icon
386
Prudential Financial
PRU
$42.6B
$49K 0.01%
465
+1
+0.2% +$103
SO icon
387
Southern Company
SO
$108B
$49K 0.01%
788
– –
TTE icon
388
TotalEnergies
TTE
$193B
$49K 0.01%
1,022
+22
+2% +$975
WELL icon
389
Welltower
WELL
$173B
$48K 0.01%
584
+1
+0.2% +$86
FOUR icon
390
Shift4
FOUR
$4.45B
$47K 0.01%
600
– –
IWP icon
391
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$47K 0.01%
420
-140
-25% -$16.1K
LYG icon
392
Lloyds Banking Group
LYG
$85.2B
$47K 0.01%
19,307
+275
+1% +$674
NIO icon
393
NIO
NIO
$11.9B
$47K 0.01%
1,310
-211
-14% -$8.67K
NYF icon
394
iShares New York Muni Bond ETF
NYF
$1.38B
$47K 0.01%
808
– –
HAL icon
395
Halliburton
HAL
$26.1B
$46K 0.01%
2,141
– –
XHE icon
396
State Street SPDR S&P Health Care Equipment ETF
XHE
$162M
$46K 0.01%
367
-28
-7% -$3.58K
XLI icon
397
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$46K 0.01%
470
– –
IQV icon
398
IQVIA
IQV
$40.7B
$45K 0.01%
186
– –
PHG icon
399
Philips
PHG
$25.5B
$45K 0.01%
1,235
– –
ETG
400
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$44K 0.01%
2,059
+31
+2% +$667
14 15
16
17 18

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Focused Wealth Management held 1,158 positions worth $613M, up 1.1% from $606M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Focused Wealth Management deployed $66.1M of net new capital in Q3 2021, opening 169 new positions and adding to 290 existing holdings. Its largest new stake was Waters Corp: 700 shares worth $250K.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 4.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $5.59M trimmed.

  • Focused Wealth Management's largest Q3 2021 buy was Waters Corp: 700 shares worth $250K.
  • Focused Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2021, an estimated $5.32M increase.
  • Focused Wealth Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $5.59M.
  • Focused Wealth Management fully exited Regulus Therapeutics in Q3 2021, selling an estimated $163K.
  • Focused Wealth Management's ten largest holdings make up 59% of its $613M portfolio in Q3 2021.
  • Focused Wealth Management opened 169 new positions and closed 92 in Q3 2021.
  • Focused Wealth Management's portfolio value rose 1.1% quarter-over-quarter to $613M.

Based on Focused Wealth Management's 13F filing for Q3 2021, filed 12 Oct 2021.