We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
376
Energy Transfer Partners
ET
$68.5B
$22K 0.01%
1,707
+7
+0.4% +$98
FUL icon
377
H.B. Fuller
FUL
$3.04B
$22K 0.01%
481
– –
RSP icon
378
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$22K 0.01%
205
– –
TGTX icon
379
TG Therapeutics
TGTX
$8.53B
$22K 0.01%
+3,847
New +$26.8K
VER
380
DELISTED
VEREIT, Inc.
VER
$22K 0.01%
443
– –
AXSM icon
381
Axsome Therapeutics
AXSM
$12.3B
$21K 0.01%
+1,050
New +$27K
BFZ
382
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$21K 0.01%
1,500
– –
DE icon
383
Deere & Co
DE
$169B
$21K 0.01%
123
+1
+0.8% +$160
IDU icon
384
iShares US Utilities ETF
IDU
$1.39B
$21K 0.01%
264
+2
+0.8% +$156
LNT icon
385
Alliant Energy
LNT
$19.1B
$21K 0.01%
382
-68
-15% -$3.49K
NAN icon
386
Nuveen New York Quality Municipal Income Fund
NAN
$370M
$21K 0.01%
1,507
– –
PNW icon
387
Pinnacle West Capital
PNW
$12.8B
$21K 0.01%
216
– –
USHY icon
388
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$21K 0.01%
521
-35
-6% -$1.43K
XPO icon
389
XPO
XPO
$24.4B
$21K 0.01%
867
– –
ZBH icon
390
Zimmer Biomet
ZBH
$17.8B
$21K 0.01%
158
– –
FXN icon
391
First Trust Energy AlphaDEX Fund
FXN
$377M
$20K 0.01%
2,044
-184
-8% -$1.88K
NOBL icon
392
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$20K 0.01%
+550
New +$19.3K
ACN icon
393
Accenture
ACN
$94.3B
$19K 0.01%
100
-100
-50% -$19.4K
AXSM icon
394
CALL
Axsome Therapeutics
AXSM
$12.3B
$19K 0.01%
+6,000
New +$154K
EEM icon
395
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$19K 0.01%
470
– –
ERC
396
Allspring Multi-Sector Income Fund
ERC
$254M
$19K 0.01%
1,500
– –
FXR icon
397
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$19K 0.01%
445
– –
GDX icon
398
VanEck Gold Miners ETF
GDX
$23.2B
$19K 0.01%
700
– –
ISCB icon
399
iShares Morningstar Small-Cap ETF
ISCB
$283M
$19K 0.01%
444
– –
RPM icon
400
RPM International
RPM
$13.8B
$19K 0.01%
279
– –
14 15
16
17 18

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.