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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-8.47%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$157M
AUM Growth
-$4.16M
Cap. Flow
+$9.06M
Cap. Flow %
5.75%
Top 10 Hldgs %
42.47%
Holding
774
New
61
Increased
173
Reduced
115
Closed
33

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.26M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.21M
3
XOM icon
ExxonMobil
XOM
+$788K
4
BAC icon
Bank of America
BAC
+$778K
5
GE icon
GE Aerospace
GE
+$708K

Top Sells

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$6.56M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.11M
3
AMLP icon
Alerian MLP ETF
AMLP
+$780K
4
IEO icon
iShares US Oil & Gas Exploration & Production ETF
IEO
+$328K
5
NRF
NorthStar Realty Finance Corp.
NRF
+$175K

Sector Composition

Rank Sector Weight
1 Financials 9.49%
2 Industrials 6.32%
3 Technology 5.08%
4 Healthcare 4.39%
5 Energy 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVLT
376
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$12K 0.01%
1,290
– –
ALU
377
DELISTED
Alcatel-Lucent
ALU
$12K 0.01%
3,168
-50
-2% -$175
TWC
378
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$12K 0.01%
68
– –
DBC icon
379
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$11K 0.01%
729
– –
EMB icon
380
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$11K 0.01%
100
– –
ETO
381
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$11K 0.01%
520
– –
GIS icon
382
General Mills
GIS
$19.2B
$11K 0.01%
200
– –
JLS icon
383
Nuveen Mortgage and Income Fund
JLS
$94.5M
$11K 0.01%
478
-400
-46% -$8.99K
PGX icon
384
Invesco Preferred ETF
PGX
$3.84B
$11K 0.01%
736
– –
RWR icon
385
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$11K 0.01%
133
+1
+0.8% +$87
SDY icon
386
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$11K 0.01%
147
– –
TROW icon
387
T. Rowe Price
TROW
$25B
$11K 0.01%
159
– –
TSM icon
388
TSMC
TSM
$2.09T
$11K 0.01%
516
– –
VOD icon
389
Vodafone
VOD
$34.9B
$11K 0.01%
344
– –
SRC
390
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$11K 0.01%
262
– –
WFM
391
DELISTED
Whole Foods Market Inc
WFM
$11K 0.01%
346
-215
-38% -$7.6K
SE
392
DELISTED
Spectra Energy Corp Wi
SE
$11K 0.01%
420
-300
-42% -$8.73K
TAI
393
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$11K 0.01%
528
– –
BAX icon
394
Baxter International
BAX
$11.6B
$10K 0.01%
292
-246
-46% -$9.31K
BBDC icon
395
Barings BDC
BBDC
$862M
$10K 0.01%
615
– –
CLNE icon
396
Clean Energy Fuels
CLNE
$447M
$10K 0.01%
2,216
+808
+57% +$4.19K
EWW icon
397
iShares MSCI Mexico ETF
EWW
$1.89B
$10K 0.01%
200
– –
GDX icon
398
VanEck Gold Miners ETF
GDX
$23B
$10K 0.01%
700
– –
JFR icon
399
Nuveen Floating Rate Income Fund
JFR
$1.23B
$10K 0.01%
1,005
-2,000
-67% -$20.9K
PANW icon
400
Palo Alto Networks
PANW
$264B
$10K 0.01%
+360
New +$10.6K
14 15
16
17 18

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Focused Wealth Management held 774 positions worth $157M, down 2.6% from $162M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $9.06M of net new capital in Q3 2015, opening 61 new positions and adding to 173 existing holdings. Its largest new stake was Bank of America Series L: 2,900 shares worth $73K.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, down from 9.6% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares International Select Dividend ETF, an estimated $6.56M trimmed.

  • Focused Wealth Management's largest Q3 2015 buy was Bank of America Series L: 2,900 shares worth $73K.
  • Focused Wealth Management added most to Vanguard High Dividend Yield ETF in Q3 2015, an estimated $5.26M increase.
  • Focused Wealth Management's biggest Q3 2015 reduction was iShares International Select Dividend ETF, cutting an estimated $6.56M.
  • Focused Wealth Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $140K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $157M portfolio in Q3 2015.
  • Focused Wealth Management opened 61 new positions and closed 33 in Q3 2015.
  • Focused Wealth Management's portfolio value fell 2.6% quarter-over-quarter to $157M.

Based on Focused Wealth Management's 13F filing for Q3 2015, filed 10 Nov 2015.