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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEE icon
376
Ameren
AEE
$31.5B
$11K 0.01%
300
+150
+100% +$5.38K
EMB icon
377
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$11K 0.01%
100
– –
EWM icon
378
iShares MSCI Malaysia ETF
EWM
$305M
$11K 0.01%
175
-125
-42% -$7.89K
EWS icon
379
iShares MSCI Singapore ETF
EWS
$1.01B
$11K 0.01%
406
– –
HYT icon
380
BlackRock Corporate High Yield Fund
HYT
$1.36B
$11K 0.01%
+893
New +$10.6K
IBN icon
381
ICICI Bank
IBN
$106B
$11K 0.01%
1,650
– –
NOK icon
382
Nokia
NOK
$50.8B
$11K 0.01%
1,407
+207
+17% +$1.56K
PNF
383
DELISTED
PIMCO New York Municipal Income Fund
PNF
$11K 0.01%
1,050
– –
PNW icon
384
Pinnacle West Capital
PNW
$12.9B
$11K 0.01%
+216
New +$11.8K
FLG
385
Flagstar Bank National Association
FLG
$5.77B
$11K 0.01%
208
– –
MRO
386
DELISTED
Marathon Oil Corporation
MRO
$11K 0.01%
318
– –
NS
387
DELISTED
NuStar Energy L.P.
NS
$11K 0.01%
219
+5
+2% +$232
RDS.B
388
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$11K 0.01%
150
– –
SZYM
389
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$11K 0.01%
1,000
– –
CMLP
390
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$11K 0.01%
+432
New +$9.6K
NNP
391
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$11K 0.01%
840
– –
LSI
392
DELISTED
LSI CORPORATION
LSI
$11K 0.01%
993
+290
+41% +$2.47K
TWC
393
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$11K 0.01%
80
-11
-12% -$1.37K
ADP icon
394
Automatic Data Processing
ADP
$100B
$10K 0.01%
142
-151
-52% -$10.2K
AOR icon
395
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$10K 0.01%
255
+130
+104% +$4.91K
DDD icon
396
3D Systems Corp
DDD
$420M
$10K 0.01%
105
+75
+250% +$5.26K
GIS icon
397
General Mills
GIS
$19.2B
$10K 0.01%
200
– –
IYW icon
398
iShares US Technology ETF
IYW
$23.7B
$10K 0.01%
+440
New +$9.16K
PBI icon
399
Pitney Bowes
PBI
$2.42B
$10K 0.01%
427
+2
+0.5% +$43
PGX icon
400
Invesco Preferred ETF
PGX
$3.84B
$10K 0.01%
736
-1,420
-66% -$19.4K
14 15
16
17 18

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.