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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$174M
AUM Growth
+$16.4M
Cap. Flow
+$50.4M
Cap. Flow %
29.02%
Top 10 Hldgs %
43.68%
Holding
792
New
54
Increased
206
Reduced
83
Closed
48

Top Buys

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$3.05M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.49M
3
BAC icon
Bank of America
BAC
+$1.16M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$725K
5
CS
Credit Suisse Group
CS
+$563K

Top Sells

Rank Stock Value
1
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$950K
2
AMLP icon
Alerian MLP ETF
AMLP
+$560K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$544K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$519K
5
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$463K

Sector Composition

Rank Sector Weight
1 Financials 10.09%
2 Industrials 7.02%
3 Technology 4.67%
4 Healthcare 4.64%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
351
Zimmer Biomet
ZBH
$17.7B
$15K 0.01%
148
+1
+0.7% +$98
MMP
352
DELISTED
Magellan Midstream Partners, L.P.
MMP
$15K 0.01%
214
– –
NYNY
353
DELISTED
Empire Resorts, Inc.
NYNY
$15K 0.01%
812
-1
-0.1% -$22
AA icon
354
Alcoa
AA
$11.7B
$14K 0.01%
601
-667
-53% -$14.9K
EVT icon
355
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$14K 0.01%
700
+15
+2% +$293
JPC icon
356
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$14K 0.01%
1,580
– –
MET icon
357
MetLife
MET
$61B
$14K 0.01%
331
+134
+68% +$5.89K
MLI icon
358
Mueller Industries
MLI
$14.1B
$14K 0.01%
2,052
+4
+0.2% +$30
PDI icon
359
PIMCO Dynamic Income Fund
PDI
$7.4B
$14K 0.01%
500
– –
PJP icon
360
Invesco Pharmaceuticals ETF
PJP
$425M
$14K 0.01%
200
– –
PNW icon
361
Pinnacle West Capital
PNW
$12.9B
$14K 0.01%
216
– –
PUK icon
362
Prudential
PUK
$36.5B
$14K 0.01%
309
– –
TAN icon
363
Invesco Solar ETF
TAN
$1.47B
$14K 0.01%
464
+1
+0.2% +$29
VOD icon
364
Vodafone
VOD
$34.9B
$14K 0.01%
444
+100
+29% +$3.27K
TARO
365
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$14K 0.01%
93
– –
ONDK
366
DELISTED
On Deck Capital, Inc.
ONDK
$14K 0.01%
1,350
+350
+35% +$3.51K
BHI
367
DELISTED
Baker Hughes
BHI
$14K 0.01%
306
+50
+20% +$2.56K
EDIV icon
368
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$13K 0.01%
557
-5,752
-91% -$148K
EFT
369
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$13K 0.01%
1,000
– –
FUN icon
370
Cedar Fair
FUN
$1.78B
$13K 0.01%
235
– –
HOG icon
371
Harley-Davidson
HOG
$2.68B
$13K 0.01%
289
+1
+0.3% +$49
DO
372
DELISTED
Diamond Offshore Drilling
DO
$13K 0.01%
+623
New +$13.1K
BBDC icon
373
Barings BDC
BBDC
$862M
$12K 0.01%
615
– –
BNS icon
374
Scotiabank
BNS
$106B
$12K 0.01%
307
-3
-1% -$129
EIS icon
375
iShares MSCI Israel ETF
EIS
$879M
$12K 0.01%
253
+3
+1% +$150
13 14
15
16 17

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UWPG
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TC
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TFP
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QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
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GLR
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Focused Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Focused Wealth Management held 792 positions worth $174M, up 10% from $157M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Focused Wealth Management deployed $50.4M of net new capital in Q4 2015, opening 54 new positions and adding to 206 existing holdings. Its largest new stake was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, an estimated $950K trimmed.

  • Focused Wealth Management's largest Q4 2015 buy was Schwab US Dividend Equity ETF: 39,816 shares worth $512K.
  • Focused Wealth Management added most to Vanguard FTSE Europe ETF in Q4 2015, an estimated $3.05M increase.
  • Focused Wealth Management's biggest Q4 2015 reduction was PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund, cutting an estimated $950K.
  • Focused Wealth Management fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $107K.
  • Focused Wealth Management's ten largest holdings make up 44% of its $174M portfolio in Q4 2015.
  • Focused Wealth Management opened 54 new positions and closed 48 in Q4 2015.
  • Focused Wealth Management's portfolio value rose 10% quarter-over-quarter to $174M.

Based on Focused Wealth Management's 13F filing for Q4 2015, filed 12 Feb 2016.