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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$141M
AUM Growth
+$10.9M
Cap. Flow
+$4.78M
Cap. Flow %
3.39%
Top 10 Hldgs %
41.99%
Holding
771
New
41
Increased
155
Reduced
122
Closed
58

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.16M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.36M
3
GE icon
GE Aerospace
GE
+$1.48M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$981K
5
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$763K

Top Sells

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$3.13M
2
EXI icon
iShares Global Industrials ETF
EXI
+$974K
3
VER
VEREIT, Inc.
VER
+$601K
4
RIG icon
Transocean
RIG
+$510K
5
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$265K

Sector Composition

Rank Sector Weight
1 Financials 11.4%
2 Industrials 7.73%
3 Technology 5.74%
4 Healthcare 4.82%
5 Energy 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDY icon
351
Dr. Reddy's Laboratories
RDY
$9.82B
$15K 0.01%
1,500
– –
TRNS icon
352
Transcat
TRNS
$793M
$15K 0.01%
+1,500
New +$14.7K
TTE icon
353
TotalEnergies
TTE
$193B
$15K 0.01%
300
– –
WEN icon
354
Wendy's
WEN
$1.33B
$15K 0.01%
1,657
+11
+0.7% +$93
CHK
355
DELISTED
Chesapeake Energy Corporation
CHK
$15K 0.01%
4
– –
YHOO
356
DELISTED
Yahoo Inc
YHOO
$15K 0.01%
300
– –
PCYC
357
DELISTED
PHARMACYCLICS INC
PCYC
$15K 0.01%
125
– –
AA icon
358
Alcoa
AA
$11.7B
$14K 0.01%
361
– –
EFT
359
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$14K 0.01%
1,000
– –
LLY icon
360
Eli Lilly
LLY
$1.07T
$14K 0.01%
200
+100
+100% +$6.75K
PUK icon
361
Prudential
PUK
$36.5B
$14K 0.01%
309
– –
RPM icon
362
RPM International
RPM
$13.7B
$14K 0.01%
279
– –
RY icon
363
Royal Bank of Canada
RY
$291B
$14K 0.01%
197
– –
SYNA icon
364
Synaptics
SYNA
$4.41B
$14K 0.01%
200
– –
TROW icon
365
T. Rowe Price
TROW
$25B
$14K 0.01%
159
– –
UPS icon
366
United Parcel Service
UPS
$97.6B
$14K 0.01%
124
-200
-62% -$21.1K
TARO
367
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$14K 0.01%
93
– –
TGP
368
DELISTED
Teekay LNG Partners L.P.
TGP
$14K 0.01%
333
– –
BHI
369
DELISTED
Baker Hughes
BHI
$14K 0.01%
256
– –
NNP
370
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$14K 0.01%
940
+100
+12% +$1.42K
SPLS
371
DELISTED
Staples Inc
SPLS
$14K 0.01%
750
– –
DBC icon
372
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$13K 0.01%
729
+94
+15% +$1.99K
ETO
373
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$13K 0.01%
520
– –
EVT icon
374
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$13K 0.01%
648
-584
-47% -$11.8K
GDX icon
375
VanEck Gold Miners ETF
GDX
$23B
$13K 0.01%
700
– –
13 14
15
16 17

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, Focused Wealth Management held 771 positions worth $141M, up 8.3% from $130M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $4.78M of net new capital in Q4 2014, opening 41 new positions and adding to 155 existing holdings. Its largest new stake was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, an estimated $3.13M trimmed.

  • Focused Wealth Management's largest Q4 2014 buy was iShares Russell 2000 Value ETF: 83,216 shares worth $8.46M.
  • Focused Wealth Management added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014, an estimated $6.36M increase.
  • Focused Wealth Management's biggest Q4 2014 reduction was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund, cutting an estimated $3.13M.
  • Focused Wealth Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q4 2014, selling an estimated $265K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $141M portfolio in Q4 2014.
  • Focused Wealth Management opened 41 new positions and closed 58 in Q4 2014.
  • Focused Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $141M.

Based on Focused Wealth Management's 13F filing for Q4 2014, filed 6 Feb 2015.