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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
351
Accenture
ACN
$89.9B
$16K 0.01%
200
– –
AJG icon
352
Arthur J. Gallagher & Co
AJG
$63.7B
$16K 0.01%
362
+3
+0.8% +$138
AOR icon
353
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$16K 0.01%
400
– –
BALL icon
354
Ball Corp
BALL
$17B
$16K 0.01%
514
– –
BBDC icon
355
Barings BDC
BBDC
$862M
$16K 0.01%
615
– –
EWZ icon
356
iShares MSCI Brazil ETF
EWZ
$9.05B
$16K 0.01%
377
– –
IXJ icon
357
iShares Global Healthcare ETF
IXJ
$4.11B
$16K 0.01%
324
– –
KBE icon
358
State Street SPDR S&P Bank ETF
KBE
$1.64B
$16K 0.01%
500
– –
OXSQ icon
359
Oxford Square Capital
OXSQ
$151M
$16K 0.01%
1,866
– –
PDI icon
360
PIMCO Dynamic Income Fund
PDI
$7.4B
$16K 0.01%
500
– –
RDY icon
361
Dr. Reddy's Laboratories
RDY
$9.82B
$16K 0.01%
1,500
– –
UNP icon
362
Union Pacific
UNP
$183B
$16K 0.01%
150
– –
RBS.PRT
363
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$16K 0.01%
+622
New +$15.7K
LNKD
364
DELISTED
LinkedIn Corporation
LNKD
$16K 0.01%
75
– –
DBC icon
365
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$15K 0.01%
635
+85
+15% +$2.12K
EFT
366
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$15K 0.01%
1,000
– –
EWY icon
367
iShares MSCI South Korea ETF
EWY
$21.7B
$15K 0.01%
250
– –
GDX icon
368
VanEck Gold Miners ETF
GDX
$23B
$15K 0.01%
700
– –
IBN icon
369
ICICI Bank
IBN
$106B
$15K 0.01%
1,650
– –
MYN icon
370
BlackRock MuniYield New York Quality Fund
MYN
$374M
$15K 0.01%
1,207
– –
NOV icon
371
NOV
NOV
$7.45B
$15K 0.01%
193
+1
+0.5% +$83
SYNA icon
372
Synaptics
SYNA
$4.41B
$15K 0.01%
200
– –
TGP
373
DELISTED
Teekay LNG Partners L.P.
TGP
$15K 0.01%
333
– –
ALXN
374
DELISTED
Alexion Pharmaceuticals
ALXN
$15K 0.01%
90
-40
-31% -$6.57K
LGCY
375
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$15K 0.01%
500
– –
13 14
15
16 17

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.