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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNDK
351
DELISTED
SANDISK CORP
SNDK
$14K 0.01%
200
– –
COV
352
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$14K 0.01%
210
– –
ETO
353
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$13K 0.01%
520
– –
MDT icon
354
Medtronic
MDT
$107B
$13K 0.01%
235
+69
+42% +$3.91K
TROW icon
355
T. Rowe Price
TROW
$25B
$13K 0.01%
159
– –
UNP icon
356
Union Pacific
UNP
$183B
$13K 0.01%
150
– –
UPS icon
357
United Parcel Service
UPS
$97.6B
$13K 0.01%
124
– –
TARO
358
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$13K 0.01%
133
+33
+33% +$2.86K
KSU
359
DELISTED
Kansas City Southern
KSU
$13K 0.01%
106
– –
ONFC
360
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$13K 0.01%
1,000
-1,000
-50% -$12.9K
DBC icon
361
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$12K 0.01%
484
– –
FCX icon
362
Freeport-McMoran
FCX
$90B
$12K 0.01%
320
-274
-46% -$9.71K
FTNT icon
363
CALL
Fortinet
FTNT
$112B
$12K 0.01%
600
+250
+71% +$974
FUN icon
364
Cedar Fair
FUN
$1.78B
$12K 0.01%
235
+3
+1% +$139
GOGO icon
365
Gogo Inc
GOGO
$515M
$12K 0.01%
+488
New +$11.3K
ITB icon
366
iShares US Home Construction ETF
ITB
$2.41B
$12K 0.01%
468
– –
IWD icon
367
iShares Russell 1000 Value ETF
IWD
$82B
$12K 0.01%
130
– –
LMT icon
368
Lockheed Martin
LMT
$134B
$12K 0.01%
79
– –
RDY icon
369
Dr. Reddy's Laboratories
RDY
$9.82B
$12K 0.01%
1,500
– –
RPM icon
370
RPM International
RPM
$13.7B
$12K 0.01%
279
+1
+0.4% +$39
SPY icon
371
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$12K 0.01%
63
– –
YHOO
372
DELISTED
Yahoo Inc
YHOO
$12K 0.01%
300
– –
NRF
373
DELISTED
NorthStar Realty Finance Corp.
NRF
$12K 0.01%
466
+10
+2% +$202
PGH
374
DELISTED
Pengrowth Energy Corporation
PGH
$12K 0.01%
1,966
-352
-15% -$2.21K
SPLS
375
DELISTED
Staples Inc
SPLS
$12K 0.01%
750
– –
13 14
15
16 17

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.