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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
326
Vanguard Extended Market ETF
VXF
$30.5B
$39K 0.01%
338
– –
BSV icon
327
Vanguard Short-Term Bond ETF
BSV
$44.6B
$38K 0.01%
471
-311
-40% -$25.1K
ILMN icon
328
Illumina
ILMN
$28.7B
$38K 0.01%
129
– –
RQI icon
329
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$38K 0.01%
2,381
– –
STNE icon
330
StoneCo
STNE
$2.65B
$38K 0.01%
1,100
+100
+10% +$3.33K
VO icon
331
Vanguard Mid-Cap ETF
VO
$107B
$37K 0.01%
888
+44
+5% +$1.84K
STPZ icon
332
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$36K 0.01%
689
-23
-3% -$1.21K
UPS icon
333
United Parcel Service
UPS
$96B
$35K 0.01%
289
-216
-43% -$24.7K
USO icon
334
United States Oil Fund
USO
$2.07B
$35K 0.01%
388
– –
AJG icon
335
Arthur J. Gallagher & Co
AJG
$65.1B
$34K 0.01%
380
-200
-34% -$18K
CRON
336
Cronos Group
CRON
$1.07B
$34K 0.01%
3,756
+1,900
+102% +$24.3K
WEN icon
337
Wendy's
WEN
$1.39B
$33K 0.01%
1,650
– –
SPPI
338
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$33K 0.01%
4,000
– –
FANG icon
339
Diamondback Energy
FANG
$55.1B
$31K 0.01%
340
– –
IYR icon
340
iShares US Real Estate ETF
IYR
$4.73B
$31K 0.01%
334
-54
-14% -$4.92K
TSG
341
DELISTED
The Stars Group Inc.
TSG
$31K 0.01%
2,040
– –
RTN
342
DELISTED
Raytheon Company
RTN
$31K 0.01%
156
-450
-74% -$83.3K
ECL icon
343
Ecolab
ECL
$76.4B
$30K 0.01%
150
– –
HES
344
DELISTED
Hess
HES
$30K 0.01%
494
– –
IIPR icon
345
Innovative Industrial Properties
IIPR
$1.78B
$30K 0.01%
330
– –
RDS.B
346
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$30K 0.01%
501
– –
IWR icon
347
iShares Russell Mid-Cap ETF
IWR
$56.1B
$29K 0.01%
516
– –
KKR icon
348
KKR & Co
KKR
$91.3B
$29K 0.01%
1,094
-324
-23% -$8.54K
RDS.A
349
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$29K 0.01%
500
– –
RIG icon
350
Transocean
RIG
$5.84B
$28K 0.01%
6,201
-3,241
-34% -$17.2K
12 13
14
15 16

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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.