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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-8.47%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$157M
AUM Growth
-$4.16M
Cap. Flow
+$9.06M
Cap. Flow %
5.75%
Top 10 Hldgs %
42.47%
Holding
774
New
61
Increased
173
Reduced
115
Closed
33

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.26M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.21M
3
XOM icon
ExxonMobil
XOM
+$788K
4
BAC icon
Bank of America
BAC
+$778K
5
GE icon
GE Aerospace
GE
+$708K

Top Sells

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$6.56M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.11M
3
AMLP icon
Alerian MLP ETF
AMLP
+$780K
4
IEO icon
iShares US Oil & Gas Exploration & Production ETF
IEO
+$328K
5
NRF
NorthStar Realty Finance Corp.
NRF
+$175K

Sector Composition

Rank Sector Weight
1 Financials 9.49%
2 Industrials 6.32%
3 Technology 5.08%
4 Healthcare 4.39%
5 Energy 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
301
DELISTED
AGL Resources Inc
GAS
$20K 0.01%
332
– –
BEP icon
302
Brookfield Renewable
BEP
$10B
$19K 0.01%
1,314
– –
GM icon
303
General Motors
GM
$74.7B
$19K 0.01%
634
+7
+1% +$214
LEN icon
304
Lennar Class A
LEN
$20.4B
$19K 0.01%
+420
New +$20.6K
PAA icon
305
Plains All American Pipeline
PAA
$17.4B
$19K 0.01%
625
– –
TU icon
306
Telus
TU
$16B
$19K 0.01%
1,200
– –
NUAN
307
DELISTED
Nuance Communications, Inc.
NUAN
$19K 0.01%
1,336
– –
APLE icon
308
Apple Hospitality REIT
APLE
$3.96B
$18K 0.01%
945
-3,167
-77% -$58K
CSX icon
309
CSX Corp
CSX
$98.6B
$18K 0.01%
1,974
+6
+0.3% +$59
LLY icon
310
Eli Lilly
LLY
$1.07T
$18K 0.01%
221
+1
+0.5% +$84
PPG icon
311
PPG Industries
PPG
$25.9B
$18K 0.01%
200
– –
QCOM icon
312
Qualcomm
QCOM
$176B
$18K 0.01%
327
-743
-69% -$44.1K
SYY icon
313
Sysco
SYY
$39.7B
$18K 0.01%
467
+1
+0.2% +$38
TWX
314
DELISTED
Time Warner Inc
TWX
$18K 0.01%
267
– –
TSL
315
DELISTED
Trina Solar Limited
TSL
$18K 0.01%
2,000
– –
BBP icon
316
Virtus Biotech ETF
BBP
$96.4M
$17K 0.01%
600
– –
BIDU icon
317
Baidu
BIDU
$35.8B
$17K 0.01%
121
-170
-58% -$28K
ERC
318
Allspring Multi-Sector Income Fund
ERC
$255M
$17K 0.01%
1,500
– –
GDV icon
319
Gabelli Dividend & Income Trust
GDV
$2.6B
$17K 0.01%
978
+8
+0.8% +$155
VWO icon
320
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$17K 0.01%
516
-9
-2% -$327
XLK icon
321
State Street Technology Select Sector SPDR ETF
XLK
$115B
$17K 0.01%
856
+4
+0.5% +$82
RBS.PRT
322
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$17K 0.01%
667
+11
+2% +$280
POWR
323
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$17K 0.01%
1,500
-300
-17% -$4.03K
NYNY
324
DELISTED
Empire Resorts, Inc.
NYNY
$17K 0.01%
813
– –
BHP icon
325
BHP
BHP
$213B
$16K 0.01%
573
– –
11 12
13
14 15

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Focused Wealth Management held 774 positions worth $157M, down 2.6% from $162M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Focused Wealth Management deployed $9.06M of net new capital in Q3 2015, opening 61 new positions and adding to 173 existing holdings. Its largest new stake was Bank of America Series L: 2,900 shares worth $73K.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, down from 9.6% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares International Select Dividend ETF, an estimated $6.56M trimmed.

  • Focused Wealth Management's largest Q3 2015 buy was Bank of America Series L: 2,900 shares worth $73K.
  • Focused Wealth Management added most to Vanguard High Dividend Yield ETF in Q3 2015, an estimated $5.26M increase.
  • Focused Wealth Management's biggest Q3 2015 reduction was iShares International Select Dividend ETF, cutting an estimated $6.56M.
  • Focused Wealth Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $140K.
  • Focused Wealth Management's ten largest holdings make up 42% of its $157M portfolio in Q3 2015.
  • Focused Wealth Management opened 61 new positions and closed 33 in Q3 2015.
  • Focused Wealth Management's portfolio value fell 2.6% quarter-over-quarter to $157M.

Based on Focused Wealth Management's 13F filing for Q3 2015, filed 10 Nov 2015.