We are live on ! Find out more
FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXSQ icon
301
Oxford Square Capital
OXSQ
$151M
$19K 0.02%
1,843
-500
-21% -$5.12K
PPG icon
302
PPG Industries
PPG
$25.9B
$19K 0.02%
200
– –
SDY icon
303
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$19K 0.02%
259
– –
NUAN
304
DELISTED
Nuance Communications, Inc.
NUAN
$19K 0.02%
1,452
– –
ANR
305
DELISTED
Alpha Natural Resources Inc
ANR
$19K 0.02%
2,610
– –
PCYC
306
DELISTED
PHARMACYCLICS INC
PCYC
$19K 0.02%
175
+75
+75% +$9.1K
JRO
307
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$19K 0.02%
1,600
– –
BAX icon
308
Baxter International
BAX
$11.6B
$18K 0.02%
464
+232
+100% +$8.41K
IWS icon
309
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$18K 0.02%
268
-242
-47% -$15.4K
PRF icon
310
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$18K 0.02%
1,115
– –
MWE
311
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$18K 0.02%
+266
New +$18.5K
KRFT
312
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$18K 0.02%
335
+1
+0.3% +$53
AJG icon
313
Arthur J. Gallagher & Co
AJG
$63.7B
$17K 0.01%
354
+3
+0.9% +$139
BBDC icon
314
Barings BDC
BBDC
$862M
$17K 0.01%
615
+11
+2% +$319
EWZ icon
315
iShares MSCI Brazil ETF
EWZ
$9.05B
$17K 0.01%
377
-800
-68% -$38K
IVE icon
316
iShares S&P 500 Value ETF
IVE
$48.9B
$17K 0.01%
196
-194
-50% -$16K
IWP icon
317
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$17K 0.01%
406
-406
-50% -$16.4K
KBE icon
318
State Street SPDR S&P Bank ETF
KBE
$1.64B
$17K 0.01%
500
– –
NLY icon
319
Annaly Capital Management
NLY
$16.9B
$17K 0.01%
433
+173
+67% +$7.51K
PNC icon
320
PNC Financial Services
PNC
$100B
$17K 0.01%
225
– –
TIP icon
321
iShares TIPS Bond ETF
TIP
$14.5B
$17K 0.01%
155
+1
+0.6% +$112
RPAI
322
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$17K 0.01%
+1,304
New +$17.7K
ACN icon
323
Accenture
ACN
$89.9B
$16K 0.01%
200
– –
ADM icon
324
Archer Daniels Midland
ADM
$41.4B
$16K 0.01%
375
+175
+88% +$7.08K
BEP icon
325
Brookfield Renewable
BEP
$10B
$16K 0.01%
1,126
– –
11 12
13
14 15

Similar funds

RCIM
Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return
UWPG
Ullmann Wealth Partners Group Jacksonville Beach, Florida $963M AUM 17.06% 1-Year Est. Return
TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
Triple Frond Partners San Francisco, California $963M AUM 27.45% 1-Year Est. Return
QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.