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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
-1.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$130M
AUM Growth
+$2.52M
Cap. Flow
+$108M
Cap. Flow %
82.53%
Top 10 Hldgs %
34.41%
Holding
758
New
48
Increased
162
Reduced
79
Closed
27

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$2.51M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.71M
3
GE icon
GE Aerospace
GE
+$1.67M
4
ARI
Apollo Commercial Real Estate
ARI
+$742K
5
BAC icon
Bank of America
BAC
+$377K

Top Sells

Rank Stock Value
1
VB icon
Vanguard Small-Cap ETF
VB
+$4.3M
2
VO icon
Vanguard Mid-Cap ETF
VO
+$4.2M
3
VXF icon
Vanguard Extended Market ETF
VXF
+$2.66M
4
CSCO icon
Cisco
CSCO
+$251K
5
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$197K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 7.35%
3 Technology 6.38%
4 Healthcare 4.74%
5 Energy 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
276
Aflac
AFL
$63.9B
$27K 0.02%
924
– –
BAX icon
277
Baxter International
BAX
$11.6B
$27K 0.02%
690
+458
+197% +$18.6K
CLNE icon
278
Clean Energy Fuels
CLNE
$447M
$27K 0.02%
3,408
+808
+31% +$7.9K
DD icon
279
DuPont de Nemours
DD
$18.6B
$27K 0.02%
201
+1
+0.5% +$133
NYNY
280
DELISTED
Empire Resorts, Inc.
NYNY
$27K 0.02%
813
– –
DBA icon
281
Invesco DB Agriculture Fund
DBA
$1.26B
$26K 0.02%
1,000
– –
LAZ icon
282
Lazard
LAZ
$4.37B
$26K 0.02%
510
– –
SIVR icon
283
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$26K 0.02%
1,550
– –
SPG icon
284
Simon Property Group
SPG
$74.5B
$26K 0.02%
156
– –
VTN icon
285
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$26K 0.02%
1,917
– –
FRAK
286
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$26K 0.02%
88
– –
AES.PRC.CL
287
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$26K 0.02%
+498
New +$25.5K
GAS
288
DELISTED
AGL Resources Inc
GAS
$26K 0.02%
+498
New +$26.3K
EVT icon
289
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$25K 0.02%
1,232
+11
+0.9% +$225
RQI icon
290
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$25K 0.02%
2,382
– –
BBK
291
DELISTED
Blackrock Municipal Bond Trust
BBK
$25K 0.02%
1,623
– –
EWA icon
292
iShares MSCI Australia ETF
EWA
$1.34B
$24K 0.02%
1,000
– –
SRC
293
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$24K 0.02%
485
– –
NBL
294
DELISTED
Noble Energy, Inc.
NBL
$24K 0.02%
+350
New +$24.9K
TWX
295
DELISTED
Time Warner Inc
TWX
$24K 0.02%
317
– –
VNR
296
DELISTED
Vanguard Natural Resources, LLC
VNR
$24K 0.02%
868
– –
IWR icon
297
iShares Russell Mid-Cap ETF
IWR
$56.8B
$23K 0.02%
588
– –
ADP icon
298
Automatic Data Processing
ADP
$100B
$22K 0.02%
296
+154
+108% +$11.1K
HLIT icon
299
Harmonic Inc
HLIT
$1.21B
$22K 0.02%
3,500
– –
PPL
300
PPL Corp
PPL
$27.3B
$22K 0.02%
715
– –
10 11
12
13 14

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Focused Wealth Management held 758 positions worth $130M, up 2% from $128M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Focused Wealth Management deployed $108M of net new capital in Q3 2014, opening 48 new positions and adding to 162 existing holdings. Its largest new stake was Apollo Commercial Real Estate: 44,858 shares worth $705K.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.8% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $4.3M trimmed.

  • Focused Wealth Management's largest Q3 2014 buy was Apollo Commercial Real Estate: 44,858 shares worth $705K.
  • Focused Wealth Management added most to Transocean in Q3 2014, an estimated $2.51M increase.
  • Focused Wealth Management's biggest Q3 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $4.3M.
  • Focused Wealth Management fully exited Nu Skin in Q3 2014, selling an estimated $26K.
  • Focused Wealth Management's ten largest holdings make up 34% of its $130M portfolio in Q3 2014.
  • Focused Wealth Management opened 48 new positions and closed 27 in Q3 2014.
  • Focused Wealth Management's portfolio value rose 2% quarter-over-quarter to $130M.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.