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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
276
Prudential Financial
PRU
$41.7B
$22K 0.02%
241
+28
+13% +$2.39K
RQI icon
277
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$22K 0.02%
2,348
– –
TWX
278
DELISTED
Time Warner Inc
TWX
$22K 0.02%
331
+77
+30% +$4.98K
TAI
279
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$22K 0.02%
+1,056
New +$21.7K
BBK
280
DELISTED
Blackrock Municipal Bond Trust
BBK
$22K 0.02%
1,623
-1,500
-48% -$20.6K
AMAT icon
281
Applied Materials
AMAT
$426B
$21K 0.02%
1,200
-100
-8% -$1.74K
GDV icon
282
Gabelli Dividend & Income Trust
GDV
$2.6B
$21K 0.02%
980
+5
+0.5% +$100
SLV icon
283
iShares Silver Trust
SLV
$28.1B
$21K 0.02%
1,120
-300
-21% -$6.02K
TU icon
284
Telus
TU
$16B
$21K 0.02%
1,200
– –
VBK icon
285
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$21K 0.02%
170
– –
VOD icon
286
Vodafone
VOD
$34.9B
$21K 0.02%
522
-8
-2% -$301
SRC
287
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$21K 0.02%
485
-892
-65% -$39.3K
ATMI
288
DELISTED
A T M I INC
ATMI
$21K 0.02%
700
+600
+600% +$17.1K
DTH icon
289
WisdomTree International High Dividend Fund
DTH
$638M
$20K 0.02%
429
– –
IGR
290
CBRE Global Real Estate Income Fund
IGR
$712M
$20K 0.02%
2,550
-2,510
-50% -$20.2K
POWL icon
291
Powell Industries
POWL
$8.46B
$20K 0.02%
900
– –
PPL
292
PPL Corp
PPL
$27.3B
$20K 0.02%
715
– –
SCCO icon
293
Southern Copper
SCCO
$141B
$20K 0.02%
762
– –
SIRI icon
294
SiriusXM
SIRI
$10B
$20K 0.02%
579
-215
-27% -$8.03K
SOCL icon
295
Global X Social Media ETF
SOCL
$87.8M
$20K 0.02%
925
+425
+85% +$8.44K
VOT icon
296
Vanguard Mid-Cap Growth ETF
VOT
$19B
$20K 0.02%
220
– –
NYNY
297
DELISTED
Empire Resorts, Inc.
NYNY
$20K 0.02%
813
– –
DHR icon
298
Danaher
DHR
$135B
$19K 0.02%
372
– –
EFA icon
299
iShares MSCI EAFE ETF
EFA
$76.4B
$19K 0.02%
283
-196
-41% -$12.8K
L icon
300
Loews
L
$24.3B
$19K 0.02%
400
– –
10 11
12
13 14

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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.