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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIT icon
251
Harmonic Inc
HLIT
$1.21B
$26K 0.02%
3,500
– –
IGSB icon
252
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$26K 0.02%
488
– –
JWN
253
DELISTED
Nordstrom
JWN
$26K 0.02%
426
– –
LGND icon
254
Ligand Pharmaceuticals
LGND
$6.02B
$26K 0.02%
802
– –
PEG icon
255
Public Service Enterprise Group
PEG
$39.8B
$26K 0.02%
820
– –
PXE icon
256
Invesco Energy Exploration & Production ETF
PXE
$86.5M
$26K 0.02%
+745
New +$24.6K
TEF
257
DELISTED
Telefonica
TEF
$26K 0.02%
2,155
– –
ALU
258
DELISTED
Alcatel-Lucent
ALU
$26K 0.02%
5,936
+2,657
+81% +$10.4K
COP icon
259
ConocoPhillips
COP
$147B
$25K 0.02%
351
– –
GM icon
260
General Motors
GM
$74.7B
$25K 0.02%
600
-175
-23% -$6.61K
VTN icon
261
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$25K 0.02%
1,917
– –
FRAK
262
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$25K 0.02%
+88
New +$25.4K
ACM icon
263
Aecom
ACM
$9.07B
$24K 0.02%
800
– –
CME icon
264
CME Group
CME
$92.2B
$24K 0.02%
+300
New +$23.5K
DBA icon
265
Invesco DB Agriculture Fund
DBA
$1.26B
$24K 0.02%
+1,000
New +$25K
SPG icon
266
Simon Property Group
SPG
$74.5B
$24K 0.02%
166
– –
VNQ icon
267
Vanguard Real Estate ETF
VNQ
$39.9B
$24K 0.02%
377
– –
BIDU icon
268
Baidu
BIDU
$35.8B
$23K 0.02%
132
+82
+164% +$13.3K
EVT icon
269
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$23K 0.02%
1,199
+14
+1% +$259
LAZ icon
270
Lazard
LAZ
$4.37B
$23K 0.02%
508
+1
+0.2% +$40
RY icon
271
Royal Bank of Canada
RY
$291B
$23K 0.02%
341
+3
+0.9% +$199
SYY icon
272
Sysco
SYY
$39.7B
$23K 0.02%
628
+1
+0.2% +$34
DD icon
273
DuPont de Nemours
DD
$18.6B
$22K 0.02%
198
+1
+0.5% +$102
DIA icon
274
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$22K 0.02%
130
– –
IWR icon
275
iShares Russell Mid-Cap ETF
IWR
$56.8B
$22K 0.02%
584
-396
-40% -$14.3K
9 10
11
12 13

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UWPG
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TC
TwinBeech Capital Purchase, New York $965M AUM 0.23% 1-Year Est. Return
TFP
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QIM
Quantitative Investment Management Charlottesville, Virginia $963M AUM 12.95% 1-Year Est. Return
MK
MASTERINVEST Kapitalanlage Vienna $962M AUM 27.59% 1-Year Est. Return
GHC
Graham Holdings Company Arlington, Virginia $967M AUM 15.12% 1-Year Est. Return
GLR
Great Lakes Retirement Sandusky, Ohio $967M AUM 25.11% 1-Year Est. Return

Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.