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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+0.33%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$362M
AUM Growth
-$12.4M
Cap. Flow
+$1.33M
Cap. Flow %
0.37%
Top 10 Hldgs %
56.09%
Holding
835
New
57
Increased
101
Reduced
211
Closed
88

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$14.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.47M
3
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$1.53M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$909K
5
YEXT icon
Yext
YEXT
+$367K

Top Sells

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$2.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.96M
4
BX icon
Blackstone
BX
+$1.46M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$1.03M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 4.57%
3 Healthcare 2.41%
4 Industrials 2.34%
5 Communication Services 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTA icon
226
Prothena Corp
PRTA
$460M
$106K 0.03%
13,576
+3,150
+30% +$28K
TLND
227
DELISTED
Talend S.A. American Depositary Shares
TLND
$105K 0.03%
+3,100
New +$115K
PTY icon
228
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$103K 0.03%
5,674
-5,885
-51% -$107K
LYG icon
229
Lloyds Banking Group
LYG
$88.5B
$102K 0.03%
38,699
– –
PLD icon
230
Prologis
PLD
$136B
$102K 0.03%
1,200
– –
ICE icon
231
Intercontinental Exchange
ICE
$83.5B
$101K 0.03%
1,100
– –
TTOO
232
DELISTED
T2 Biosystems, Inc
TTOO
$101K 0.03%
8
+2
+33% +$16.1K
ETN icon
233
Eaton
ETN
$153B
$100K 0.03%
1,200
– –
IWF icon
234
iShares Russell 1000 Growth ETF
IWF
$120B
$100K 0.03%
2,512
-520
-17% -$20.8K
GBT
235
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$100K 0.03%
+58,200
New +$3.03M
IWN icon
236
iShares Russell 2000 Value ETF
IWN
$14.4B
$99K 0.03%
825
-107
-11% -$12.6K
MTB icon
237
M&T Bank
MTB
$36B
$98K 0.03%
618
– –
CTXS
238
DELISTED
Citrix Systems Inc
CTXS
$97K 0.03%
+1,000
New +$95.7K
AMP icon
239
Ameriprise Financial
AMP
$47.4B
$96K 0.03%
650
– –
CVS icon
240
CVS Health
CVS
$137B
$96K 0.03%
1,518
-376
-20% -$22.3K
FTNT icon
241
Fortinet
FTNT
$113B
$95K 0.03%
6,175
– –
AMT icon
242
American Tower
AMT
$77.9B
$94K 0.03%
425
+1
+0.2% +$218
VB icon
243
Vanguard Small-Cap ETF
VB
$79.8B
$93K 0.03%
604
-46
-7% -$7.13K
CGC
244
Canopy Growth
CGC
$395M
$92K 0.03%
402
-46
-10% -$14.1K
CRM icon
245
Salesforce
CRM
$142B
$89K 0.02%
600
– –
NVS icon
246
Novartis
NVS
$298B
$89K 0.02%
1,020
– –
EPD icon
247
Enterprise Products Partners
EPD
$82.9B
$87K 0.02%
3,028
-1,400
-32% -$40.8K
PEP icon
248
PepsiCo
PEP
$190B
$87K 0.02%
635
+3
+0.5% +$399
MNE
249
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$87K 0.02%
5,911
– –
CRIS icon
250
Curis
CRIS
$9.3M
$84K 0.02%
93
– –
8 9
10
11 12

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UWPG
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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Focused Wealth Management held 835 positions worth $362M, down 3.3% from $374M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Focused Wealth Management's Q3 2019 filing shows 57 new, 101 increased, 211 reduced and 88 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M. The largest sale was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6.3% a quarter earlier, followed by Technology and Healthcare.

  • Focused Wealth Management's largest Q3 2019 buy was iShares Short Maturity Bond ETF: 291,501 shares worth $14.7M.
  • Focused Wealth Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, an estimated $7.47M increase.
  • Focused Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Aggregate Bond ETF, cutting an estimated $13.4M.
  • Focused Wealth Management fully exited Palo Alto Networks in Q3 2019, selling an estimated $272K.
  • Focused Wealth Management's ten largest holdings make up 56% of its $362M portfolio in Q3 2019.
  • Focused Wealth Management opened 57 new positions and closed 88 in Q3 2019.
  • Focused Wealth Management's portfolio value fell 3.3% quarter-over-quarter to $362M.

Based on Focused Wealth Management's 13F filing for Q3 2019, filed 6 Nov 2019.