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FWM

Focused Wealth Management Portfolio holdings

AUM $964M
1-Year Est. Return 18.71%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+18.71%
3 Year Est. Return
+57.88%
5 Year Est. Return
+57.2%
10 Year Est. Return
+185.31%
AUM
$119M
AUM Growth
+$14.5M
Cap. Flow
+$6.82M
Cap. Flow %
5.7%
Top 10 Hldgs %
38.99%
Holding
695
New
65
Increased
179
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$2.26M
2
GE icon
GE Aerospace
GE
+$1.14M
3
C icon
Citigroup
C
+$944K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$866K
5
CSCO icon
Cisco
CSCO
+$766K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$862K
2
IBM icon
IBM
IBM
+$551K
3
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$370K
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$277K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$270K

Sector Composition

Rank Sector Weight
1 Financials 6.72%
2 Technology 6.51%
3 Industrials 5.74%
4 Healthcare 3.9%
5 Energy 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
226
Usana Health Sciences
USNA
$394M
$30K 0.03%
800
-200
-20% -$7.65K
VEU icon
227
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$30K 0.03%
597
+268
+81% +$13.3K
NE
228
DELISTED
Noble Corporation
NE
$30K 0.03%
915
-119
-12% -$3.95K
BPL
229
DELISTED
Buckeye Partners, L.P.
BPL
$30K 0.03%
425
– –
EWC icon
230
iShares MSCI Canada ETF
EWC
$6.04B
$29K 0.02%
984
-544
-36% -$15.7K
HPQ icon
231
HP
HPQ
$23.5B
$29K 0.02%
2,257
– –
MSI icon
232
Motorola Solutions
MSI
$69.4B
$29K 0.02%
435
-7
-2% -$446
MYN icon
233
BlackRock MuniYield New York Quality Fund
MYN
$374M
$29K 0.02%
2,414
+1,207
+100% +$14.6K
VDE icon
234
Vanguard Energy ETF
VDE
$10.1B
$29K 0.02%
231
– –
ABB
235
DELISTED
ABB Ltd
ABB
$29K 0.02%
1,089
+404
+59% +$10.1K
TAL
236
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$29K 0.02%
500
– –
BIIB icon
237
Biogen
BIIB
$29.9B
$28K 0.02%
100
– –
BNS icon
238
Scotiabank
BNS
$106B
$28K 0.02%
484
+161
+50% +$9.03K
ZBH icon
239
Zimmer Biomet
ZBH
$17.7B
$28K 0.02%
311
-1
-0.3% -$87
HSBC.PRA
240
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$28K 0.02%
1,136
– –
SI
241
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$28K 0.02%
200
– –
D icon
242
Dominion Energy
D
$62.5B
$27K 0.02%
425
– –
ETV
243
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$27K 0.02%
1,910
-1,785
-48% -$24.1K
LVS icon
244
Las Vegas Sands
LVS
$30.5B
$27K 0.02%
345
– –
NSC icon
245
Norfolk Southern
NSC
$78.8B
$27K 0.02%
294
– –
RIG icon
246
Transocean
RIG
$5.92B
$27K 0.02%
551
-150
-21% -$7.34K
WBA
247
DELISTED
Walgreens Boots Alliance
WBA
$27K 0.02%
470
– –
INVN
248
CALL
DELISTED
Invensense Inc
INVN
$27K 0.02%
100
– –
WPZ
249
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$27K 0.02%
+571
New +$27.4K
CSX icon
250
CSX Corp
CSX
$98.6B
$26K 0.02%
2,706
– –
8 9
10
11 12

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TC
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TFP
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QIM
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MK
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GHC
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GLR
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Focused Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Focused Wealth Management held 695 positions worth $119M, up 14% from $105M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Focused Wealth Management deployed $6.82M of net new capital in Q4 2013, opening 65 new positions and adding to 179 existing holdings. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $862K trimmed.

  • Focused Wealth Management's largest Q4 2013 buy was State Street Industrial Select Sector SPDR ETF: 2,100 shares worth $110K.
  • Focused Wealth Management added most to State Street SPDR S&P Emerging Markets Dividend ETF in Q4 2013, an estimated $2.26M increase.
  • Focused Wealth Management's biggest Q4 2013 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $862K.
  • Focused Wealth Management fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q4 2013, selling an estimated $277K.
  • Focused Wealth Management's ten largest holdings make up 39% of its $119M portfolio in Q4 2013.
  • Focused Wealth Management opened 65 new positions and closed 28 in Q4 2013.
  • Focused Wealth Management's portfolio value rose 14% quarter-over-quarter to $119M.

Based on Focused Wealth Management's 13F filing for Q4 2013, filed 6 Feb 2014.