We are live on
!
Find out more
FAL
Focused Alpha LLC Portfolio holdings
AUM
$390M
This Fund
S&P 500
This Quarter
Est. Return
-0.85%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$16.7M
(-4.9%)
Cap. Flow
-$7.1M
Cap. Flow
% of AUM
-2.19%
Top 10 Holdings %
Top 10 Hldgs %
29.12%
Holding
273
New
30
Increased
123
Reduced
83
Closed
26
Avg Time Held
0.9
quarters
Top 10 Avg Time Held
0.8
quarters
Top 20 Avg Time Held
0.8
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Federated Hermes Total Return Bond ETF
FTRB
|
+$7.79M |
| 2 |
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
|
+$3.27M |
| 3 |
Shelton Equity Premium Income ETF
SEPI
|
+$3.25M |
| 4 |
Federated Hermes US Strategic Dividend ETF
FDV
|
+$2.98M |
| 5 |
First Trust Smith Unconstrained Bond ETF
UCON
|
+$1.73M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs Access Ultra Short Bond ETF
GSST
|
+$7.06M |
| 2 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.31M |
| 3 |
Tesla
TSLA
|
+$2.94M |
| 4 |
Wells Fargo
WFC
|
+$2.3M |
| 5 |
NVIDIA
NVDA
|
+$1.93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.69% |
| 2 | Technology | 12.29% |
| 3 | Financials | 10.48% |
| 4 | Communication Services | 5.19% |
| 5 | Consumer Discretionary | 4.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$697B
| $14.9M | 4.6% |
46,370
+2,642
| +6% | +$886K |
2025 Q4
1 quarter
|
|
2
iShares Core S&P 500 ETF
IVV
$899B
| $12.8M | 3.95% |
19,588
-1,604
| -8% | -$1.1M |
2025 Q4
1 quarter
|
|
3
Microsoft
MSFT
$3.97T
| $11.7M | 3.63% |
31,741
-3,380
| -10% | -$1.41M |
2025 Q4
1 quarter
|
|
4
Alphabet (Google) Class A
GOOGL
$4.3T
| $10.1M | 3.12% |
35,117
-4,664
| -12% | -$1.47M |
2025 Q4
1 quarter
|
|
|
5
Federated Hermes Total Return Bond ETF
FTRB
$684M
| $7.97M | 2.46% |
316,932
+306,840
| +3,040% | +$7.79M |
2025 Q4
1 quarter
|
|
6
Vanguard Morningstar Value ETF
VTV
$189B
| $7.8M | 2.41% |
39,763
-97
| -0.2% | -$19.4K |
2025 Q4
1 quarter
|
|
7
Amazon
AMZN
$2.83T
| $7.73M | 2.39% |
37,118
-1,700
| -4% | -$374K |
2025 Q4
1 quarter
|
|
8
Apple
AAPL
$4.91T
| $7.63M | 2.36% |
30,072
-1,941
| -6% | -$505K |
2025 Q4
1 quarter
|
|
|
9
Federated Hermes US Strategic Dividend ETF
FDV
$909M
| $6.85M | 2.12% |
222,337
+97,188
| +78% | +$2.98M |
2025 Q4
1 quarter
|
|
10
Berkshire Hathaway Class B
BRK.B
$1.1T
| $6.76M | 2.09% |
14,102
-955
| -6% | -$469K |
2025 Q4
1 quarter
|
|
|
11
Shelton Equity Premium Income ETF
SEPI
$187M
| $6.57M | 2.03% |
262,364
+124,629
| +90% | +$3.25M |
2025 Q4
1 quarter
|
|
|
12
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$6.11B
| $5.75M | 1.78% |
114,958
+62,810
| +120% | +$3.27M |
2025 Q4
1 quarter
|
|
13
AB Short Duration High Yield ETF
SYFI
$933M
| $5.63M | 1.74% |
158,612
| – | – |
2025 Q4
1 quarter
|
|
|
14
First Trust Smith Unconstrained Bond ETF
UCON
$3.2B
| $5.28M | 1.63% |
213,195
+68,813
| +48% | +$1.73M |
2025 Q4
1 quarter
|
|
15
First Eagle Global Equity ETF
FEGE
$2.58B
| $5.2M | 1.61% |
110,702
-8,466
| -7% | -$413K |
2025 Q4
1 quarter
|
|
|
16
PGIM Ultra Short Bond ETF
PULS
$19.4B
| $5.2M | 1.61% |
105,069
-66,604
| -39% | -$3.31M |
2025 Q4
1 quarter
|
|
17
State Street SPDR S&P 500 ETF Trust
SPY
$833B
| $5M | 1.54% |
7,684
-864
| -10% | -$587K |
2025 Q4
1 quarter
|
|
18
Polen High Income ETF
PCHI
$21.1M
| $4.87M | 1.51% |
200,000
| – | – |
2025 Q4
1 quarter
|
|
19
Mastercard
MA
$516B
| $4.55M | 1.4% |
9,097
-1,793
| -16% | -$944K |
2025 Q4
1 quarter
|
|
20
JPMorgan Chase
JPM
$885B
| $4.5M | 1.39% |
15,304
-3,418
| -18% | -$1.04M |
2025 Q4
1 quarter
|
|
|
21
NVIDIA
NVDA
$5.54T
| $4.39M | 1.36% |
25,183
-10,520
| -29% | -$1.93M |
2025 Q4
1 quarter
|
|
22
Schwab US Dividend Equity ETF
SCHD
$110B
| $4.29M | 1.33% |
139,839
+7,233
| +5% | +$219K |
2025 Q4
1 quarter
|
|
23
JPMorgan Active Growth ETF
JGRO
$10.3B
| $4.26M | 1.32% |
50,385
-11,914
| -19% | -$1.06M |
2025 Q4
1 quarter
|
|
24
iShares Core Dividend Growth ETF
DGRO
$43B
| $3.89M | 1.2% |
55,424
+2,150
| +4% | +$154K |
2025 Q4
1 quarter
|
|
25
VanEck Morningstar SMID Moat ETF
SMOT
$308M
| $3.71M | 1.15% |
105,350
| – | – |
2025 Q4
1 quarter
|
|
Similar funds
QPW
HIA
CVA
WFA
FAFC
LWM
CC
DAL
Focused Alpha LLC's Q1 2026 Portfolio in Review
As of Q1 2026, Focused Alpha LLC held 273 positions worth $324M, down 4.9% from $340M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Focused Alpha LLC's Q1 2026 filing shows 30 new, 123 increased, 83 reduced and 26 closed positions. Its largest new stake was Corcept Therapeutics: 32,421 shares worth $1.31M. The largest sale was Goldman Sachs Access Ultra Short Bond ETF, an estimated $7.06M.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- Focused Alpha LLC's largest Q1 2026 buy was Corcept Therapeutics: 32,421 shares worth $1.31M.
- Focused Alpha LLC added most to Federated Hermes Total Return Bond ETF in Q1 2026, an estimated $7.79M increase.
- Focused Alpha LLC's biggest Q1 2026 reduction was Goldman Sachs Access Ultra Short Bond ETF, cutting an estimated $7.06M.
- Focused Alpha LLC fully exited iShares Gold Trust in Q1 2026, selling an estimated $1.26M.
- Focused Alpha LLC's ten largest holdings make up 29% of its $324M portfolio in Q1 2026.
- Focused Alpha LLC opened 30 new positions and closed 26 in Q1 2026.
- Focused Alpha LLC's portfolio value fell 4.9% quarter-over-quarter to $324M.
Based on Focused Alpha LLC's 13F filing for Q1 2026, filed 12 May 2026.