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FAL

Focused Alpha LLC Portfolio holdings

AUM $390M
This Fund
S&P 500
This Quarter Est. Return
-0.85%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$16.7M
Cap. Flow
-$7.1M
Cap. Flow %
-2.19%
Top 10 Hldgs %
29.12%
Holding
273
New
30
Increased
123
Reduced
83
Closed
26

Top Buys

Rank Stock Value
1
FTRB icon
Federated Hermes Total Return Bond ETF
FTRB
+$7.79M
2
GPIX icon
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
+$3.27M
3
SEPI
Shelton Equity Premium Income ETF
SEPI
+$3.25M
4
FDV icon
Federated Hermes US Strategic Dividend ETF
FDV
+$2.98M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$1.73M

Top Sells

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$7.06M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.31M
3
TSLA icon
Tesla
TSLA
+$2.94M
4
WFC icon
Wells Fargo
WFC
+$2.3M
5
NVDA icon
NVIDIA
NVDA
+$1.93M

Sector Composition

Rank Sector Weight
1 Technology 12.29%
2 Financials 10.48%
3 Communication Services 5.19%
4 Consumer Discretionary 4.17%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$696B
$14.9M 4.6%
46,370
+2,642
+6% +$886K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$910B
$12.8M 3.95%
19,588
-1,604
-8% -$1.1M
MSFT icon
3
Microsoft
MSFT
$3.69T
$11.7M 3.63%
31,741
-3,380
-10% -$1.41M
GOOGL icon
4
Alphabet (Google) Class A
GOOGL
$4.24T
$10.1M 3.12%
35,117
-4,664
-12% -$1.47M
FTRB icon
5
Federated Hermes Total Return Bond ETF
FTRB
$589M
$7.97M 2.46%
316,932
+306,840
+3,040% +$7.79M
VTV icon
6
Vanguard Morningstar Value ETF
VTV
$194B
$7.8M 2.41%
39,763
-97
-0.2% -$19.4K
AMZN icon
7
Amazon
AMZN
$2.86T
$7.73M 2.39%
37,118
-1,700
-4% -$374K
AAPL icon
8
Apple
AAPL
$4.46T
$7.63M 2.36%
30,072
-1,941
-6% -$505K
FDV icon
9
Federated Hermes US Strategic Dividend ETF
FDV
$905M
$6.85M 2.12%
222,337
+97,188
+78% +$2.98M
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.09T
$6.76M 2.09%
14,102
-955
-6% -$469K
SEPI
11
Shelton Equity Premium Income ETF
SEPI
$174M
$6.57M 2.03%
262,364
+124,629
+90% +$3.25M
GPIX icon
12
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.25B
$5.75M 1.78%
114,958
+62,810
+120% +$3.27M
SYFI
13
AB Short Duration High Yield ETF
SYFI
$938M
$5.63M 1.74%
158,612
– –
UCON icon
14
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$5.28M 1.63%
213,195
+68,813
+48% +$1.73M
FEGE
15
First Eagle Global Equity ETF
FEGE
$2.33B
$5.2M 1.61%
110,702
-8,466
-7% -$413K
PULS icon
16
PGIM Ultra Short Bond ETF
PULS
$18.4B
$5.2M 1.61%
105,069
-66,604
-39% -$3.31M
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$5M 1.54%
7,684
-864
-10% -$587K
PCHI
18
Polen High Income ETF
PCHI
$21.6M
$4.87M 1.51%
200,000
– –
MA icon
19
Mastercard
MA
$497B
$4.55M 1.4%
9,097
-1,793
-16% -$944K
JPM icon
20
JPMorgan Chase
JPM
$965B
$4.5M 1.39%
15,304
-3,418
-18% -$1.04M
NVDA icon
21
NVIDIA
NVDA
$5.46T
$4.39M 1.36%
25,183
-10,520
-29% -$1.93M
SCHD icon
22
Schwab US Dividend Equity ETF
SCHD
$108B
$4.29M 1.33%
139,839
+7,233
+5% +$219K
JGRO icon
23
JPMorgan Active Growth ETF
JGRO
$10.1B
$4.26M 1.32%
50,385
-11,914
-19% -$1.06M
DGRO icon
24
iShares Core Dividend Growth ETF
DGRO
$43.9B
$3.89M 1.2%
55,424
+2,150
+4% +$154K
SMOT icon
25
VanEck Morningstar SMID Moat ETF
SMOT
$340M
$3.71M 1.15%
105,350
– –
1
2 3 4 5

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Focused Alpha LLC's Q1 2026 Portfolio in Review

As of Q1 2026, Focused Alpha LLC held 273 positions worth $324M, down 4.9% from $340M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Focused Alpha LLC's Q1 2026 filing shows 30 new, 123 increased, 83 reduced and 26 closed positions. Its largest new stake was Corcept Therapeutics: 32,421 shares worth $1.31M. The largest sale was Goldman Sachs Access Ultra Short Bond ETF, an estimated $7.06M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 16% a quarter earlier, followed by Financials and Communication Services.

  • Focused Alpha LLC's largest Q1 2026 buy was Corcept Therapeutics: 32,421 shares worth $1.31M.
  • Focused Alpha LLC added most to Federated Hermes Total Return Bond ETF in Q1 2026, an estimated $7.79M increase.
  • Focused Alpha LLC's biggest Q1 2026 reduction was Goldman Sachs Access Ultra Short Bond ETF, cutting an estimated $7.06M.
  • Focused Alpha LLC fully exited iShares Gold Trust in Q1 2026, selling an estimated $1.26M.
  • Focused Alpha LLC's ten largest holdings make up 29% of its $324M portfolio in Q1 2026.
  • Focused Alpha LLC opened 30 new positions and closed 26 in Q1 2026.
  • Focused Alpha LLC's portfolio value fell 4.9% quarter-over-quarter to $324M.

Based on Focused Alpha LLC's 13F filing for Q1 2026, filed 12 May 2026.