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FWA

FOCUS Wealth Advisors Portfolio holdings

AUM $216M
1-Year Est. Return 24.59%
This Fund
S&P 500
This Quarter Est. Return
+10.79%
1 Year Est. Return
+24.59%
3 Year Est. Return
+63.77%
5 Year Est. Return
+61.08%
10 Year Est. Return
–
AUM
$158M
AUM Growth
+$13.9M
Cap. Flow
-$724K
Cap. Flow %
-0.46%
Top 10 Hldgs %
60.12%
Holding
64
New
2
Increased
24
Reduced
18
Closed
8

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$983K
2
BND icon
Vanguard Total Bond Market
BND
+$808K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$621K
4
DVY icon
iShares Select Dividend ETF
DVY
+$515K
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$434K

Top Sells

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.38M
2
ITM icon
VanEck Intermediate Muni ETF
ITM
+$966K
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$612K
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$475K
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$453K

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.93%
2 Technology 6.19%
3 Financials 6.05%
4 Consumer Discretionary 1.21%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$898B
$27.5M 17.37%
57,478
+219
+0.4% +$98K
FMAY icon
2
FT Vest US Equity Buffer ETF May
FMAY
$1.46B
$15.9M 10.09%
384,851
+3,366
+0.9% +$133K
BND icon
3
Vanguard Total Bond Market
BND
$161B
$14M 8.88%
190,954
+11,448
+6% +$808K
NAPR icon
4
Innovator Growth-100 Power Buffer ETF April
NAPR
$214M
$7.3M 4.62%
164,215
+1,904
+1% +$82K
DIA icon
5
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$6.68M 4.23%
17,732
+2,813
+19% +$983K
STEL
6
DELISTED
Stellar Bancorp
STEL
$5.45M 3.45%
195,888
– –
ITB icon
7
iShares US Home Construction ETF
ITB
$2.25B
$5.21M 3.3%
51,259
-2,025
-4% -$172K
FTLS icon
8
First Trust Long/Short Equity ETF
FTLS
$2.52B
$4.39M 2.78%
78,085
+792
+1% +$43.3K
ITA icon
9
iShares US Aerospace & Defense ETF
ITA
$14B
$4.39M 2.78%
34,652
+6
+0% +$693
XME icon
10
State Street SPDR S&P Metals & Mining ETF
XME
$4.74B
$4.15M 2.63%
69,364
-1,367
-2% -$72.4K
ITM icon
11
VanEck Intermediate Muni ETF
ITM
$2.12B
$3.8M 2.4%
80,735
-21,446
-21% -$966K
DVY icon
12
iShares Select Dividend ETF
DVY
$23.8B
$3.68M 2.33%
31,420
+4,685
+18% +$515K
BUFR icon
13
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$3.65M 2.31%
137,530
+17,181
+14% +$434K
BUFQ icon
14
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.6B
$3.53M 2.23%
130,665
+14,057
+12% +$365K
FXZ icon
15
First Trust Materials AlphaDEX Fund
FXZ
$400M
$3.08M 1.95%
44,696
+5,806
+15% +$367K
VOO icon
16
Vanguard S&P 500 ETF
VOO
$1.03T
$3.07M 1.94%
7,022
+265
+4% +$108K
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$3M 1.9%
71,496
+6,332
+10% +$271K
AAPL icon
18
Apple
AAPL
$4.67T
$2.73M 1.73%
14,163
-530
-4% -$97.9K
MSFT icon
19
Microsoft
MSFT
$3.81T
$2.52M 1.59%
6,698
-203
-3% -$72.3K
CWB icon
20
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$2.26M 1.43%
31,386
+1,106
+4% +$75.1K
PFF icon
21
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.09M 1.32%
66,913
+3,576
+6% +$107K
CRM icon
22
Salesforce
CRM
$211B
$1.91M 1.21%
7,254
-57
-0.8% -$12.9K
V icon
23
Visa
V
$712B
$1.82M 1.15%
6,995
+143
+2% +$35.2K
AXP icon
24
American Express
AXP
$225B
$1.79M 1.13%
9,572
-83
-0.9% -$13.4K
FLOT icon
25
iShares Floating Rate Bond ETF
FLOT
$10.6B
$1.76M 1.12%
34,822
+1,738
+5% +$88.1K
1
2 3

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FOCUS Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, FOCUS Wealth Advisors held 64 positions worth $158M, up 9.7% from $144M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

FOCUS Wealth Advisors's Q4 2023 filing shows 2 new, 24 increased, 18 reduced and 8 closed positions. Its largest new stake was Alphabet (Google) Class C: 1,430 shares worth $202K. The largest sale was Vanguard Morningstar Mid-Cap ETF, an estimated $1.38M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 84% a quarter earlier, followed by Technology and Financials.

  • FOCUS Wealth Advisors's largest Q4 2023 buy was Alphabet (Google) Class C: 1,430 shares worth $202K.
  • FOCUS Wealth Advisors added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2023, an estimated $983K increase.
  • FOCUS Wealth Advisors's biggest Q4 2023 reduction was VanEck Intermediate Muni ETF, cutting an estimated $966K.
  • FOCUS Wealth Advisors fully exited Vanguard Morningstar Mid-Cap ETF in Q4 2023, selling an estimated $1.38M.
  • FOCUS Wealth Advisors's ten largest holdings make up 60% of its $158M portfolio in Q4 2023.
  • FOCUS Wealth Advisors opened 2 new positions and closed 8 in Q4 2023.
  • FOCUS Wealth Advisors's portfolio value rose 9.7% quarter-over-quarter to $158M.

Based on FOCUS Wealth Advisors's 13F filing for Q4 2023, filed 11 Jan 2024.