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FWA

FOCUS Wealth Advisors Portfolio holdings

AUM $216M
1-Year Est. Return 24.59%
This Fund
S&P 500
This Quarter Est. Return
-3.02%
1 Year Est. Return
+24.59%
3 Year Est. Return
+63.77%
5 Year Est. Return
+61.08%
10 Year Est. Return
–
AUM
$144M
AUM Growth
-$3.7M
Cap. Flow
+$1.24M
Cap. Flow %
0.86%
Top 10 Hldgs %
58.41%
Holding
65
New
10
Increased
12
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.17M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.02M
3
BUFQ icon
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
+$2.95M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.46M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.42M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.3M
2
SH icon
ProShares Short S&P500
SH
+$3.35M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.93M
4
KO icon
Coca-Cola
KO
+$1.49M
5
TRV icon
Travelers Companies
TRV
+$1.42M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.99%
2 Technology 5.79%
3 Financials 5.25%
4 Consumer Discretionary 1.25%
5 Energy 0.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$875B
$24.6M 17.06%
57,259
+65
+0.1% +$29.1K
FMAY icon
2
FT Vest US Equity Buffer ETF May
FMAY
$1.47B
$14.6M 10.14%
381,485
-27,250
-7% -$1.07M
BND icon
3
Vanguard Total Bond Market
BND
$163B
$12.5M 8.69%
179,506
-1,531
-0.8% -$109K
NAPR icon
4
Innovator Growth-100 Power Buffer ETF April
NAPR
$211M
$6.79M 4.71%
162,311
-11,786
-7% -$495K
DIA icon
5
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$5M 3.47%
+14,919
New +$5.17M
ITM icon
6
VanEck Intermediate Muni ETF
ITM
$2.08B
$4.51M 3.13%
102,181
– –
ITB icon
7
iShares US Home Construction ETF
ITB
$2.27B
$4.18M 2.9%
53,284
-407
-0.8% -$34.6K
STEL
8
DELISTED
Stellar Bancorp
STEL
$4.18M 2.9%
195,888
-59,523
-23% -$1.36M
FTLS icon
9
First Trust Long/Short Equity ETF
FTLS
$2.54B
$4.11M 2.85%
77,293
-150
-0.2% -$8.02K
XME icon
10
State Street SPDR S&P Metals & Mining ETF
XME
$4.86B
$3.71M 2.58%
70,731
-323
-0.5% -$16.7K
ITA icon
11
iShares US Aerospace & Defense ETF
ITA
$13.4B
$3.67M 2.55%
34,646
-176
-0.5% -$20.1K
BUFR icon
12
FT Vest Fund of Buffer ETFs
BUFR
$10.5B
$2.95M 2.04%
+120,349
New +$3.02M
XLE icon
13
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$2.95M 2.04%
65,164
-104
-0.2% -$4.55K
BUFQ icon
14
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.62B
$2.93M 2.04%
+116,608
New +$2.95M
DVY icon
15
iShares Select Dividend ETF
DVY
$23.9B
$2.88M 2%
26,735
-26
-0.1% -$2.96K
VOO icon
16
Vanguard S&P 500 ETF
VOO
$1.05T
$2.65M 1.84%
6,757
+3,474
+106% +$1.42M
AAPL icon
17
Apple
AAPL
$4.67T
$2.52M 1.75%
14,693
+1,033
+8% +$189K
FXZ icon
18
First Trust Materials AlphaDEX Fund
FXZ
$404M
$2.45M 1.7%
38,890
-43
-0.1% -$2.8K
MSFT icon
19
Microsoft
MSFT
$3.71T
$2.18M 1.51%
6,901
+596
+9% +$197K
CWB icon
20
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.05M 1.42%
30,280
-150
-0.5% -$10.5K
PFF icon
21
iShares Preferred and Income Securities ETF
PFF
$12.9B
$1.91M 1.32%
63,337
-230
-0.4% -$7.03K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.7B
$1.68M 1.17%
33,084
-86
-0.3% -$4.36K
STIP icon
23
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
$1.62M 1.13%
16,750
-18
-0.1% -$1.75K
V icon
24
Visa
V
$700B
$1.58M 1.09%
6,852
+195
+3% +$46.9K
MCD icon
25
McDonald's
MCD
$181B
$1.52M 1.05%
5,766
+133
+2% +$37.9K
1
2 3

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FOCUS Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, FOCUS Wealth Advisors held 65 positions worth $144M, down 2.5% from $148M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

FOCUS Wealth Advisors's Q3 2023 filing shows 10 new, 12 increased, 23 reduced and 3 closed positions. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 14,919 shares worth $5M. The largest sale was iShares Ultra Short Duration Bond Active ETF, an estimated $5.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 83% a quarter earlier, followed by Technology and Financials.

  • FOCUS Wealth Advisors's largest Q3 2023 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 14,919 shares worth $5M.
  • FOCUS Wealth Advisors added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $1.42M increase.
  • FOCUS Wealth Advisors's biggest Q3 2023 reduction was iShares Ultra Short Duration Bond Active ETF, cutting an estimated $5.3M.
  • FOCUS Wealth Advisors fully exited ProShares Short S&P500 in Q3 2023, selling an estimated $3.35M.
  • FOCUS Wealth Advisors's ten largest holdings make up 58% of its $144M portfolio in Q3 2023.
  • FOCUS Wealth Advisors opened 10 new positions and closed 3 in Q3 2023.
  • FOCUS Wealth Advisors's portfolio value fell 2.5% quarter-over-quarter to $144M.

Based on FOCUS Wealth Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.