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FWA

FOCUS Wealth Advisors Portfolio holdings

AUM $216M
1-Year Est. Return 24.59%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+24.59%
3 Year Est. Return
+63.77%
5 Year Est. Return
+61.08%
10 Year Est. Return
AUM
$148M
AUM Growth
+$4.04M
Cap. Flow
+$4.53M
Cap. Flow %
3.07%
Top 10 Hldgs %
71.61%
Holding
42
New
2
Increased
27
Reduced
6
Closed
2
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
V icon
26
Visa
V
$681B
$1.39M 0.94%
6,228
+268
+4% +$62.8K
DOW icon
27
Dow Inc
DOW
$21.6B
$1.36M 0.92%
23,675
+1,774
+8% +$109K
DIS icon
28
Walt Disney
DIS
$169B
$1.15M 0.78%
6,816
+430
+7% +$76.6K
SHYD icon
29
VanEck Short High Yield Muni ETF
SHYD
$450M
$1.15M 0.78%
45,851
AGG icon
30
iShares Core US Aggregate Bond ETF
AGG
$139B
$705K 0.48%
6,140
IGIB icon
31
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$627K 0.42%
10,434
RVNU icon
32
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$144M
$545K 0.37%
18,774
+400
+2% +$11.8K
MLN icon
33
VanEck Long Muni ETF
MLN
$690M
$542K 0.37%
25,174
+545
+2% +$11.9K
PZA icon
34
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$532K 0.36%
19,814
+435
+2% +$11.9K
PWZ icon
35
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$526K 0.36%
18,943
+420
+2% +$11.8K
TFI icon
36
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$512K 0.35%
9,935
+225
+2% +$11.7K
BIL icon
37
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$425K 0.29%
4,650
-1,094
-19% -$100K
QQQ icon
38
Invesco QQQ Trust
QQQ
$467B
$273K 0.18%
763
-178
-19% -$65.6K
XLG icon
39
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
$262K 0.18%
7,950
-2,280
-22% -$77.2K
SHYG icon
40
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$246K 0.17%
5,372
KRE icon
41
State Street SPDR S&P Regional Banking ETF
KRE
$4.95B
-45,488
Closed -$2.98M
XTN icon
42
State Street SPDR S&P Transportation ETF
XTN
$409M
-35,358
Closed -$3M

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FOCUS Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, FOCUS Wealth Advisors held 42 positions worth $148M, up 2.8% from $144M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

FOCUS Wealth Advisors deployed $4.53M of net new capital in Q3 2021, opening 2 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 290,459 shares worth $3.33M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $100K trimmed.

  • FOCUS Wealth Advisors's largest Q3 2021 buy was First Trust Energy AlphaDEX Fund: 290,459 shares worth $3.33M.
  • FOCUS Wealth Advisors added most to Fidelity Nasdaq Composite Index ETF in Q3 2021, an estimated $953K increase.
  • FOCUS Wealth Advisors's biggest Q3 2021 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $100K.
  • FOCUS Wealth Advisors fully exited State Street SPDR S&P Transportation ETF in Q3 2021, selling an estimated $3M.
  • FOCUS Wealth Advisors's ten largest holdings make up 72% of its $148M portfolio in Q3 2021.
  • FOCUS Wealth Advisors opened 2 new positions and closed 2 in Q3 2021.
  • FOCUS Wealth Advisors's portfolio value rose 2.8% quarter-over-quarter to $148M.

Based on FOCUS Wealth Advisors's 13F filing for Q3 2021, filed 8 Oct 2021.