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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXGXU
201
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$235K 0.07%
23,080
-620
-3% -$6.37K
CMBT
202
CMB.TECH NV
CMBT
$4.67B
$234K 0.07%
+18,700
New +$207K
ACP
203
abrdn Income Credit Strategies Fund
ACP
$637M
$231K 0.07%
+20,222
New +$229K
PSO icon
204
Pearson
PSO
$9.89B
$229K 0.07%
+27,226
New +$234K
RCS
205
PIMCO Strategic Income Fund
RCS
$249M
$229K 0.07%
25,214
+19,260
+323% +$179K
BTU icon
206
Peabody Energy
BTU
$3B
$228K 0.07%
+25,000
New +$287K
BURL icon
207
Burlington
BURL
$23.4B
$228K 0.07%
+1,000
New +$209K
ISD
208
PGIM High Yield Bond Fund
ISD
$419M
$228K 0.07%
14,834
+8,449
+132% +$126K
SVM
209
Silvercorp Metals
SVM
$2.7B
$226K 0.07%
+40,000
New +$186K
LN
210
DELISTED
LINE Corporation
LN
$226K 0.07%
4,618
+1,718
+59% +$73.5K
JFR icon
211
Nuveen Floating Rate Income Fund
JFR
$1.26B
$224K 0.07%
21,890
+18,718
+590% +$180K
PFN
212
PIMCO Income Strategy Fund II
PFN
$707M
$224K 0.07%
21,173
+8,115
+62% +$85.3K
NAD icon
213
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$223K 0.07%
15,322
+7,101
+86% +$103K
PPC icon
214
Pilgrim's Pride
PPC
$6.31B
$222K 0.07%
+6,800
New +$212K
SKY icon
215
Champion Homes
SKY
$5.05B
$221K 0.07%
7,000
+1,000
+17% +$31.2K
SQNS
216
Sequans Communications SA
SQNS
$40.7M
$221K 0.07%
2,950
+1,650
+127% +$122K
AVK
217
Advent Convertible and Income Fund
AVK
$563M
$218K 0.07%
14,424
+12,079
+515% +$176K
NTNX icon
218
Nutanix
NTNX
$17.4B
$218K 0.07%
7,000
-250
-3% -$7.38K
SABA
219
Saba Capital Income & Opportunities Fund II
SABA
$223M
$217K 0.07%
17,745
+4,641
+35% +$56K
VMO icon
220
Invesco Municipal Opportunity Trust
VMO
$658M
$217K 0.07%
17,593
-1,036
-6% -$12.9K
PFL
221
PIMCO Income Strategy Fund
PFL
$389M
$216K 0.07%
18,242
+12,984
+247% +$151K
DDOG icon
222
Datadog
DDOG
$93.6B
$215K 0.07%
5,700
+950
+20% +$34.2K
MSD
223
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$215K 0.07%
22,289
+12,102
+119% +$114K
PDI icon
224
PIMCO Dynamic Income Fund
PDI
$7.45B
$215K 0.07%
6,646
+6,130
+1,188% +$202K
HIO
225
Western Asset High Income Opportunity Fund
HIO
$338M
$213K 0.07%
42,144
+40,844
+3,142% +$205K
7 8
9
10 11

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BCH
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NCM
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EFM
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.