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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAVM
1476
DELISTED
Cavium, Inc.
CAVM
– –
-163,310
Closed -$14.1M
KEM
1477
DELISTED
KEMET Corporation
KEM
– –
-358
Closed -$8K
XL
1478
CALL
DELISTED
XL Group Ltd.
XL
– –
-690
Closed -$36K
XL
1479
DELISTED
XL Group Ltd.
XL
– –
-96,473
Closed -$5.4M
XL
1480
PUT
DELISTED
XL Group Ltd.
XL
– –
-37
Closed -$2K
INPC
1481
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
MFT
1482
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-45
Closed –
SIVB
1483
DELISTED
SVB Financial Group
SIVB
– –
-9
Closed -$2K
REV
1484
CALL
DELISTED
Revlon, Inc.
REV
– –
-200
Closed -$3K
UFS
1485
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-31
Closed -$1K
CKH
1486
DELISTED
Seacor Holdings Inc.
CKH
– –
-27
Closed -$1K
NCB
1487
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$0 ﹤0.01%
+45
New +$702
CHL
1488
PUT
DELISTED
China Mobile Limited
CHL
– –
-50
Closed -$2K
BKK
1489
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$0 ﹤0.01%
45
– –
BVSN
1490
DELISTED
Broadvision Inc Com
BVSN
– –
-200
Closed –
FTR
1491
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
+100
New +$546
FTR
1492
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-500
Closed -$2K
CY
1493
CALL
DELISTED
Cypress Semiconductor
CY
– –
-175
Closed -$2K
NTX
1494
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$0 ﹤0.01%
+45
New +$573
AST
1495
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
– –
-4,230
Closed -$5K
MTGE
1496
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-1,700
Closed -$33K
DCOM
1497
DELISTED
Dime Community Bancshares
DCOM
– –
-353
Closed -$6K
LJPC
1498
DELISTED
La Jolla Pharmaceutical Company
LJPC
– –
-2,000
Closed -$58K
FDC
1499
CALL
DELISTED
First Data Corporation
FDC
– –
-200
Closed -$4K
FDC
1500
DELISTED
First Data Corporation
FDC
– –
-10,800
Closed -$226K
57 58 59
60
61

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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.