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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASNA
126
DELISTED
Ascena Retail Group, Inc.
ASNA
$264K 0.08%
50,000
+15,000
+43% +$112K
GXGXU
127
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$262K 0.08%
23,700
-6,300
-21% -$63.7K
MGNI icon
128
Magnite
MGNI
$3.47B
$261K 0.08%
+30,000
New +$263K
UVXY icon
129
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$293M
$260K 0.08%
4
+3
+300% +$216K
SPWH icon
130
Sportsman's Warehouse
SPWH
$46.4M
$259K 0.08%
+50,000
New +$215K
NVO
131
Novo Nordisk
NVO
$209B
$258K 0.08%
+10,000
New +$253K
AVYA
132
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$258K 0.08%
25,300
+6,636
+36% +$78K
PRTY
133
DELISTED
Party City Holdco Inc.
PRTY
$256K 0.08%
+45,000
New +$257K
FRST icon
134
Primis Financial Corp
FRST
$401M
$253K 0.08%
16,501
+11,500
+230% +$175K
SIX
135
DELISTED
Six Flags Entertainment Corp.
SIX
$253K 0.08%
+5,000
New +$271K
CGC
136
Canopy Growth
CGC
$402M
$247K 0.08%
+1,078
New +$330K
INSG icon
137
Inseego
INSG
$87.7M
$247K 0.08%
5,157
+2,407
+88% +$112K
PINS icon
138
Pinterest
PINS
$13.8B
$247K 0.08%
+9,350
New +$280K
AABA
139
DELISTED
Altaba Inc
AABA
$247K 0.08%
12,700
+5,380
+73% +$356K
LBRDA icon
140
Liberty Broadband Class A
LBRDA
$5.17B
$245K 0.07%
2,349
+2,005
+583% +$207K
WIA
141
Western Asset Inflation-Linked Income Fund
WIA
$186M
$239K 0.07%
+20,627
New +$239K
BTI icon
142
British American Tobacco
BTI
$123B
$238K 0.07%
+6,476
New +$237K
PFLT icon
143
PennantPark Floating Rate Capital
PFLT
$734M
$238K 0.07%
20,566
+676
+3% +$7.84K
FDX icon
144
FedEx
FDX
$76.9B
$235K 0.07%
+1,615
New +$260K
NAC icon
145
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$235K 0.07%
15,688
+15,040
+2,321% +$224K
EXAS
146
DELISTED
Exact Sciences
EXAS
$234K 0.07%
+2,600
New +$296K
ZSAN
147
DELISTED
Zosano Pharma Corporation
ZSAN
$234K 0.07%
+4,286
New +$384K
VMO icon
148
Invesco Municipal Opportunity Trust
VMO
$658M
$233K 0.07%
+18,629
New +$234K
CIEN icon
149
Ciena
CIEN
$54.9B
$231K 0.07%
5,900
-3,550
-38% -$149K
TDAY
150
USA Today Co
TDAY
$1.05B
$227K 0.07%
+25,778
New +$235K
4 5
6
7 8

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CC
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BCH
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NCM
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EFM
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.