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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGM
1451
DELISTED
Sigma Designs Inc
SIGM
$0 ﹤0.01%
6,300
+5,300
+530% +$25.9K
PAY
1452
CALL
DELISTED
Verifone Systems Inc
PAY
– –
-225
Closed -$5K
PAY
1453
DELISTED
Verifone Systems Inc
PAY
– –
-62,144
Closed -$1.42M
PAY
1454
PUT
DELISTED
Verifone Systems Inc
PAY
– –
-63
Closed -$1K
MATR
1455
DELISTED
Mattersight Corp.
MATR
– –
-639,680
Closed -$1.71M
FMI
1456
CALL
DELISTED
Foundation Medicine, Inc.
FMI
– –
-39
Closed -$5K
FMI
1457
DELISTED
Foundation Medicine, Inc.
FMI
– –
-2,100
Closed -$287K
FMI
1458
PUT
DELISTED
Foundation Medicine, Inc.
FMI
– –
-39
Closed -$5K
NSM
1459
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-137
Closed -$2K
QCP
1460
DELISTED
Quality Care Properties, Inc.
QCP
– –
-1,000
Closed -$21K
KLDX
1461
DELISTED
KLONDEX MINES LTD
KLDX
– –
-135,000
Closed -$311K
RSPP
1462
DELISTED
RSP Permian, Inc.
RSPP
– –
-200
Closed -$8K
FNGN
1463
CALL
DELISTED
Financial Engines, Inc.
FNGN
– –
-26
Closed -$1K
VR
1464
DELISTED
Validus Hold Ltd
VR
– –
-73,485
Closed -$4.97M
IPCC
1465
DELISTED
Infinity Property & Casualty C
IPCC
– –
-681
Closed -$96K
KND
1466
DELISTED
Kindred Healthcare
KND
– –
-302,000
Closed -$2.72M
FTRPR
1467
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-211,552
Closed -$2.08M
TEP
1468
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-2,007
Closed -$86K
JO
1469
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-5,000
Closed -$66K
NEXTW
1470
DELISTED
NextDecade Corporation Warrant
NEXTW
– –
-9,900
Closed -$5K
FNBC
1471
DELISTED
First NBC Bank Holding Company
FNBC
$0 ﹤0.01%
20,000
-18,500
-48% –
GGP
1472
DELISTED
GGP Inc.
GGP
– –
-342,823
Closed -$7M
CRC
1473
DELISTED
California Resources Corporation
CRC
– –
-83
Closed -$3K
ZGNX
1474
CALL
DELISTED
Zogenix, Inc.
ZGNX
– –
-75
Closed -$3K
FBC
1475
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-240
Closed -$8K
57 58
59
60 61

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CC
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BCH
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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.