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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$177M
Cap. Flow
+$173M
Cap. Flow %
40.29%
Top 10 Hldgs %
50.45%
Holding
1,542
New
464
Increased
159
Reduced
114
Closed
631

Top Buys

Rank Stock Value
1
AIMC
Altra Industrial Motion Corp
AIMC
+$41.8M
2
AET
Aetna Inc
AET
+$40.8M
3
ESRX
Express Scripts Holding Company
ESRX
+$19.5M
4
FTV icon
Fortive
FTV
+$14.9M
5
KLXI
KLX Inc.
KLXI
+$13.1M

Top Sells

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$21.2M
2
CAVM
Cavium, Inc.
CAVM
+$14.1M
3
PRSP
Perspecta Inc. Common Stock
PRSP
+$8.25M
4
GGP
GGP Inc.
GGP
+$7M
5
XL
XL Group Ltd.
XL
+$5.4M

Sector Composition

Rank Sector Weight
1 Technology 17.72%
2 Financials 16.91%
3 Healthcare 13.32%
4 Industrials 7.14%
5 Consumer Discretionary 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
1376
CALL
DELISTED
Xilinx Inc
XLNX
– –
-40
Closed -$2K
ADXS
1377
DELISTED
Advaxis Inc
ADXS
– –
-2,000
Closed -$43K
KSU
1378
DELISTED
Kansas City Southern
KSU
– –
-1,000
Closed -$105K
EBSB
1379
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-276
Closed -$5K
XEC
1380
DELISTED
CIMAREX ENERGY CO
XEC
– –
-41
Closed -$4K
SYKE
1381
DELISTED
SYKES Enterprises Inc
SYKE
– –
-232
Closed -$6K
BPY
1382
PUT
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-1,045
Closed -$19K
ALXN
1383
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-33
Closed -$4K
ALXN
1384
DELISTED
Alexion Pharmaceuticals
ALXN
$0 ﹤0.01%
+5
New +$627
LMNX
1385
DELISTED
Luminex Corp
LMNX
– –
-105
Closed -$3K
CCRC
1386
DELISTED
China Customer Relations Centers, Inc
CCRC
– –
-400
Closed -$9K
GRUB
1387
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-1,250
Closed -$322K
PRSP
1388
CALL
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-2,813
Closed -$57K
MEN
1389
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$0 ﹤0.01%
90
– –
ACIA
1390
DELISTED
Acacia Communications Inc
ACIA
– –
-8,000
Closed -$278K
EV
1391
DELISTED
Eaton Vance Corp.
EV
– –
-156
Closed -$8K
CSWCL
1392
DELISTED
Capital Southwest Corporation 5.95% Notes due 2022
CSWCL
– –
-5,330
Closed -$135K
PE
1393
DELISTED
PARSLEY ENERGY INC
PE
– –
-1,030
Closed -$31K
HDS
1394
CALL
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-100
Closed -$4K
HDS
1395
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-194
Closed -$8K
GLIBP
1396
DELISTED
GCI Liberty, Inc. Series A Cumulative Redeemable Preferred Stock (DE)
GLIBP
– –
-1,000
Closed -$23K
GFY
1397
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$0 ﹤0.01%
+45
New +$741
JHY
1398
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$0 ﹤0.01%
90
+45
+100% +$444
IMMU
1399
DELISTED
Immunomedics Inc
IMMU
– –
-3,000
Closed -$71.1K
RST
1400
DELISTED
ROSETTA STONE INC
RST
– –
-18,200
Closed -$291K
54 55
56
57 58

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FNY Investment Advisers's Q3 2018 Portfolio in Review

As of Q3 2018, FNY Investment Advisers held 1,542 positions worth $428M, up 70% from $251M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers deployed $173M of net new capital in Q3 2018, opening 464 new positions and adding to 159 existing holdings. Its largest new stake was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Perspecta Inc. Common Stock, an estimated $8.25M trimmed.

  • FNY Investment Advisers's largest Q3 2018 buy was Altra Industrial Motion Corp: 1,000,687 shares worth $41.3M.
  • FNY Investment Advisers added most to Aetna Inc in Q3 2018, an estimated $40.8M increase.
  • FNY Investment Advisers's biggest Q3 2018 reduction was Perspecta Inc. Common Stock, cutting an estimated $8.25M.
  • FNY Investment Advisers fully exited Keurig Dr Pepper in Q3 2018, selling an estimated $21.2M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $428M portfolio in Q3 2018.
  • FNY Investment Advisers opened 464 new positions and closed 631 in Q3 2018.
  • FNY Investment Advisers's portfolio value rose 70% quarter-over-quarter to $428M.

Based on FNY Investment Advisers's 13F filing for Q3 2018, filed 29 Oct 2018.