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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNBC
1301
DELISTED
First NBC Bank Holding Company
FNBC
$0 ﹤0.01%
20,000
– –
EMKR
1302
DELISTED
Emcore Corp
EMKR
– –
-1,500
Closed -$49K
HPJ
1303
DELISTED
Highpower International Inc
HPJ
– –
-6,000
Closed -$25K
FNM
1304
DELISTED
FANNIE MAE
FNM
– –
-15,000
Closed -$40K
FRE
1305
DELISTED
FREDDIE MAC D/B/A VOTING
FRE
$0 ﹤0.01%
100
-14,900
-99% –
HYGS
1306
DELISTED
Hydrogenics Corp
HYGS
– –
-393
Closed -$5K
BNCC
1307
DELISTED
BNCCORP INC
BNCC
– –
-2,091
Closed -$63K
INPC
1308
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
BAY
1309
DELISTED
BAYER AG SPONS ADR
BAY
$0 ﹤0.01%
1
– –
KNL
1310
DELISTED
Knoll, Inc.
KNL
– –
-685
Closed -$15K
IBTX
1311
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-111
Closed -$6K
SBNY
1312
PUT
DELISTED
Signature Bank
SBNY
– –
-15
Closed -$1K
UN
1313
DELISTED
Unilever NV New York Registry Shares
UN
– –
-3,900
Closed -$236K
NIHD
1314
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-430,000
Closed -$726K
AUO
1315
DELISTED
AU Optronics Corp
AUO
– –
-809,761
Closed -$2.4M
TRCO
1316
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-200
Closed -$9K
TSS
1317
PUT
DELISTED
Total System Services, Inc.
TSS
– –
-28
Closed -$3K
HMNY
1318
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$0 ﹤0.01%
1,004
– –
LPH
1319
DELISTED
LONGWEI PETROLEUM INVESTMENT HOLDING LIMITED COMMON STOCK
LPH
$0 ﹤0.01%
+5,000
New –
DO
1320
DELISTED
Diamond Offshore Drilling
DO
– –
-621
Closed -$5K
RHT
1321
DELISTED
Red Hat Inc
RHT
– –
-253,543
Closed -$47.6M
FNSR
1322
DELISTED
Finisar Corp
FNSR
– –
-49,535
Closed -$1.13M
BHVN
1323
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-45
Closed -$1K
BHVN
1324
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-22,600
Closed -$989K
FDC
1325
DELISTED
First Data Corporation
FDC
– –
-266,950
Closed -$7.23M
49 50 51 52
53

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ACP
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KWM
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.