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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNTR
1276
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-2,615
Closed -$39K
NRE
1277
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-5,000
Closed -$82K
DFRG
1278
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-25,300
Closed -$201K
SFLY
1279
DELISTED
Shutterfly, Inc.
SFLY
– –
-5,000
Closed -$252K
SFLY
1280
PUT
DELISTED
Shutterfly, Inc.
SFLY
– –
-20
Closed -$1K
CRAY
1281
DELISTED
Cray, Inc.
CRAY
– –
-32,114
Closed -$1.12M
AMR
1282
DELISTED
Alta Mesa Resources Inc
AMR
$0 ﹤0.01%
2,500
– –
IMI
1283
DELISTED
Intermolecular, Inc.
IMI
– –
-270,500
Closed -$316K
OASM
1284
DELISTED
Oasmia Pharmaceutical AB
OASM
– –
-2,600
Closed -$2K
HIVE
1285
DELISTED
Aerohive Networks
HIVE
– –
-42,499
Closed -$188K
APC
1286
DELISTED
Anadarko Petroleum
APC
– –
-694,018
Closed -$49M
BKS
1287
DELISTED
Barnes & Noble
BKS
– –
-107,821
Closed -$721K
CTRL
1288
CALL
DELISTED
Control4 Corporation
CTRL
– –
-48
Closed -$1K
CTRL
1289
DELISTED
Control4 Corporation
CTRL
– –
-100
Closed -$2K
DATA
1290
DELISTED
Tableau Software, Inc.
DATA
– –
-18,725
Closed -$3.11M
UQM
1291
DELISTED
UQM Technologies, Inc.
UQM
– –
-1,550,231
Closed -$2.56M
ARRY
1292
CALL
DELISTED
Array Biopharma Inc
ARRY
– –
-84
Closed -$3K
ARRY
1293
DELISTED
Array Biopharma Inc
ARRY
– –
-78,150
Closed -$3.62M
PETX
1294
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-300
Closed -$1K
BRSS
1295
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-355
Closed -$15K
HTZ.RT
1296
DELISTED
Hertz Global Holdings
HTZ.RT
– –
-251
Closed –
TBRGU
1297
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-293
Closed -$3K
LABL
1298
PUT
DELISTED
Multi-Color Corp
LABL
– –
-40
Closed -$1K
HZNP
1299
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-3,350
Closed -$80K
EMITF
1300
DELISTED
Elbit Imaging Ltd
EMITF
– –
-43,576
Closed -$23K
49 50 51
52
53

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ACP
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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.