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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
1251
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-251
Closed -$4K
JHY
1252
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-7,103
Closed -$70K
ETFC
1253
DELISTED
E*Trade Financial Corporation
ETFC
– –
-1,000
Closed -$44K
WUBA
1254
DELISTED
58.com Inc
WUBA
– –
-247
Closed -$15K
AFH
1255
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
– –
-6,831
Closed -$4K
CHAP
1256
DELISTED
Chaparral Energy, Inc.
CHAP
– –
-1,201
Closed -$5K
SBBX
1257
DELISTED
SB One Bancorp Common Stock
SBBX
– –
-4,000
Closed -$89K
NE
1258
DELISTED
Noble Corporation
NE
– –
-2,037
Closed -$3K
RTW
1259
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-2,389
Closed -$4K
SDRL
1260
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-1,125
Closed -$4K
FG
1261
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-1,684
Closed -$14K
CYOU
1262
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-85,109
Closed -$667K
PEGI
1263
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-1,327
Closed -$30K
AKS
1264
DELISTED
AK Steel Holding Corp
AKS
– –
-12,804
Closed -$30K
BWMCU
1265
DELISTED
Boxwood Merger Corp. Unit
BWMCU
– –
-1,100
Closed -$11K
PKD
1266
DELISTED
Parker Drilling Company
PKD
$0 ﹤0.01%
+5
New +$85
BOLD
1267
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-405
Closed -$15K
BKJ
1268
DELISTED
Bancorp of New Jersey, Inc.
BKJ
– –
-14,469
Closed -$201K
NTRSP
1269
DELISTED
Northern Trust Corporation
NTRSP
– –
-1,200
Closed -$30K
LKSD
1270
DELISTED
LSC Communications, Inc.
LKSD
– –
-47,942
Closed -$175K
CBM
1271
DELISTED
Cambrex Corporation
CBM
$0 ﹤0.01%
+1
New +$54
TPGH.WS
1272
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-68,600
Closed -$109K
HYDD
1273
DELISTED
Direxion Daily High Yield Bear 2X Shares
HYDD
– –
-2,000
Closed -$32K
ROX
1274
DELISTED
Castle Brands, Inc.
ROX
– –
-62,747
Closed -$29K
VSM
1275
PUT
DELISTED
Versum Materials, Inc.
VSM
– –
-33
Closed -$1K
49 50
51
52 53

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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.