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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEO
1226
DELISTED
CNOOC Limited
CEO
– –
-1,000
Closed -$152K
BBK
1227
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-172
Closed -$2K
NCB
1228
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-86
Closed -$1K
CHL
1229
DELISTED
China Mobile Limited
CHL
– –
-3,158
Closed -$130K
CHL
1230
PUT
DELISTED
China Mobile Limited
CHL
– –
-36
Closed -$1K
LLEX
1231
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
– –
-3,300
Closed -$1K
CELG
1232
DELISTED
Celgene Corp
CELG
– –
-640,032
Closed -$63.6M
CELG
1233
PUT
DELISTED
Celgene Corp
CELG
– –
-501
Closed -$49K
HMNY
1234
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$0 ﹤0.01%
1,004
– –
LPH
1235
DELISTED
LONGWEI PETROLEUM INVESTMENT HOLDING LIMITED COMMON STOCK
LPH
$0 ﹤0.01%
5,000
– –
EE
1236
DELISTED
El Paso Electric Company
EE
– –
-9,700
Closed -$650K
CZR
1237
DELISTED
Caesars Entertainment Corporation
CZR
– –
-275,701
Closed -$3.21M
AZPN
1238
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-176
Closed -$21K
46 47 48 49
50

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BCH
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.