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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
1226
DELISTED
Kraton Corporation
KRA
– –
-165
Closed -$5K
ARNA
1227
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-277
Closed -$16K
RRD
1228
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-2,064
Closed -$4K
CSLT
1229
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-4,391
Closed -$14K
KL
1230
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-2,500
Closed -$114K
HBMD
1231
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
– –
-401
Closed -$6K
MRLN
1232
DELISTED
Marlin Business Services Corp
MRLN
– –
-676
Closed -$16K
MGLN
1233
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-6,776
Closed -$502K
ALXN
1234
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-100
Closed -$13K
NAV
1235
DELISTED
Navistar International
NAV
– –
-1,000
Closed -$34K
CATM
1236
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-700
Closed -$19K
SSPKU
1237
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$0 ﹤0.01%
+56
New +$561
CCX.U
1238
DELISTED
Churchill Capital Corp II
CCX.U
– –
-950
Closed -$9K
PRSP
1239
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-1,193
Closed -$27K
APHA
1240
DELISTED
Aphria Inc. Common Shares
APHA
– –
-10,400
Closed -$66.1K
QEP
1241
DELISTED
QEP RESOURCES, INC.
QEP
– –
-2,500
Closed -$11.9K
WFC.PRW
1242
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRW
– –
-500
Closed -$12K
NHA
1243
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
– –
-200
Closed -$1K
ZAGG
1244
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-736
Closed -$5K
VRTU
1245
DELISTED
Virtusa Corporation
VRTU
– –
-339
Closed -$15K
PRVL
1246
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
– –
-600
Closed -$7K
PE
1247
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
21
-309
-94% -$5.31K
NGHC
1248
DELISTED
National General Holdings Corp
NGHC
– –
-605
Closed -$13K
MYOK
1249
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-307
Closed -$15K
WMGI
1250
DELISTED
Wright Medical Group Inc
WMGI
– –
-1,885
Closed -$56K
48 49
50
51 52

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ACP
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KWM
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CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.