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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CA
1226
PUT
DELISTED
CA, Inc.
CA
– –
-43
Closed -$1K
VIA
1227
DELISTED
Viacom Inc. Class A
VIA
– –
-573
Closed -$20K
JSD
1228
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-180
Closed -$3K
NUO
1229
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-90
Closed -$1K
NID
1230
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-135
Closed -$1K
JTA
1231
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-270
Closed -$3K
JDD
1232
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-585
Closed -$6K
BBK
1233
DELISTED
Blackrock Municipal Bond Trust
BBK
– –
-90
Closed -$1K
NCB
1234
DELISTED
Nuveen California Municipal Value Fund 2
NCB
– –
-45
Closed –
CHL
1235
DELISTED
China Mobile Limited
CHL
– –
-24,558
Closed -$1.2M
BKK
1236
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-45
Closed –
FTR
1237
DELISTED
Frontier Communications Corp.
FTR
– –
-100
Closed –
NTX
1238
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
– –
-45
Closed –
NIHD
1239
CALL
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-300
Closed -$1K
STI.PRA
1240
DELISTED
Sun Trust Banks, Inc. Depositary Shares (1/4,000th Interest in Preferred Stock, Series A)
STI.PRA
– –
-8,600
Closed -$199K
CELG
1241
DELISTED
Celgene Corp
CELG
– –
-244
Closed -$21K
TRCO
1242
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-400
Closed -$16.2K
NAVG
1243
DELISTED
Navigators Group Inc
NAVG
– –
-20,000
Closed -$1.38M
ATTU
1244
DELISTED
Attunity Ltd
ATTU
– –
-27,770
Closed -$524K
LPNT
1245
CALL
DELISTED
LifePoint Health, Inc.
LPNT
– –
-105
Closed -$6K
LPNT
1246
PUT
DELISTED
LifePoint Health, Inc.
LPNT
– –
-86
Closed -$5K
RHT
1247
CALL
DELISTED
Red Hat Inc
RHT
– –
-20
Closed -$2K
VXX
1248
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-260
Closed -$6K
VXX
1249
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-10,138
Closed -$375K
46 47 48 49
50

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BCH
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.