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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBLK
1201
PUT
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-43
Closed -$1K
VSM
1202
CALL
DELISTED
Versum Materials, Inc.
VSM
– –
-28
Closed -$1K
VSM
1203
DELISTED
Versum Materials, Inc.
VSM
– –
-49,700
Closed -$2.63M
AABA
1204
DELISTED
Altaba Inc
AABA
– –
-12,700
Closed -$247K
BID
1205
CALL
DELISTED
Sotheby's
BID
– –
-70
Closed -$3K
AMR
1206
DELISTED
Alta Mesa Resources Inc
AMR
$0 ﹤0.01%
2,500
– –
FNBC
1207
DELISTED
First NBC Bank Holding Company
FNBC
$0 ﹤0.01%
20,000
– –
CDOR
1208
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
– –
-4,812
Closed -$53K
NYNY
1209
DELISTED
Empire Resorts, Inc.
NYNY
– –
-1,000
Closed -$9K
FNM.PRQ
1210
DELISTED
Federal National Mortgage Association Non Cum Preferred Seri
FNM.PRQ
– –
-1,000
Closed -$12K
INPC
1211
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
BAY
1212
DELISTED
BAYER AG SPONS ADR
BAY
$0 ﹤0.01%
1
– –
JPT.CL
1213
DELISTED
J.P. MORG CHASE CAP IX 7.50%-I
JPT.CL
– –
-172
Closed -$4K
MNP
1214
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-172
Closed -$2K
MUS
1215
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-172
Closed -$2K
MYF
1216
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
– –
-258
Closed -$3K
IHTA
1217
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
– –
-14,400
Closed -$149K
JSD
1218
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-344
Closed -$5K
NUO
1219
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-172
Closed -$2K
NID
1220
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-258
Closed -$3K
BDSI
1221
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-500
Closed -$2K
MCF
1222
PUT
DELISTED
Contango Oil & Gas Co.
MCF
– –
-570
Closed -$1K
JTA
1223
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-516
Closed -$5K
JDD
1224
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-1,118
Closed -$12K
BBF
1225
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-172
Closed -$2K
46 47 48
49
50

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.