We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRZO
1176
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-84,358
Closed -$724K
PVT.U
1177
DELISTED
Pivotal Acquisition Corp.
PVT.U
– –
-125,720
Closed -$1.45M
PVT
1178
DELISTED
Pivotal Acquisition Corp.
PVT
– –
-889,087
Closed -$9.05M
PSDO
1179
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-32,000
Closed -$540K
ONCE
1180
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-84
Closed -$8K
ONCE
1181
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-86,305
Closed -$8.37M
JMT
1182
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
– –
-5,700
Closed -$126K
GYB.CL
1183
DELISTED
Corporate Asset Backed Corp., CABCO Trust 2004-101 Goldman Sachs Float
GYB.CL
– –
-100
Closed -$2K
CBM
1184
CALL
DELISTED
Cambrex Corporation
CBM
– –
-120
Closed -$7K
CBM
1185
DELISTED
Cambrex Corporation
CBM
– –
-1
Closed –
CBM
1186
PUT
DELISTED
Cambrex Corporation
CBM
– –
-48
Closed -$2K
VIAB
1187
DELISTED
Viacom Inc. Class B
VIAB
– –
-3,789
Closed -$91K
DNBF
1188
DELISTED
DNB Financial Corp
DNBF
– –
-10,136
Closed -$451K
SDT
1189
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-2,234
Closed -$1K
BPL
1190
CALL
DELISTED
Buckeye Partners, L.P.
BPL
– –
-80
Closed -$3K
BPL
1191
PUT
DELISTED
Buckeye Partners, L.P.
BPL
– –
-75
Closed -$3K
MDSO
1192
CALL
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-198
Closed -$18K
MDSO
1193
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-9,248
Closed -$846K
MDSO
1194
PUT
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-37
Closed -$3K
IPOA.U
1195
DELISTED
Social Capital Hedosophia Holdings Corp.
IPOA.U
– –
-34,300
Closed -$392K
ALDR
1196
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-51,400
Closed -$969K
ISCA
1197
DELISTED
International Speedway Corp
ISCA
– –
-300
Closed -$13K
NCI
1198
DELISTED
Navigant Consulting, Inc.
NCI
– –
-15,668
Closed -$437K
CBLK
1199
CALL
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-88
Closed -$2K
CBLK
1200
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-90,600
Closed -$2.35M
46 47
48
49 50

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.